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ROBERT SCOTT COATES
ROBERT COATES, Scott Coates
CRD#: 2314343
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 43155 Main St Ste 2200A
Novi, MI 48375
Registration History
1995200020052010201520202025IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2010 - Present (14 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1993 - Present (32 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1993 - 2006 (13 years)
Disclosure(s)
View By:
10/9/2020
Judgment / Lien
1/5/2018
Judgment / Lien
8/19/2016
Judgment / Lien
1/8/2016
Judgment / Lien
11/4/2015
Judgment / Lien
1/27/2012
Judgment / Lien
2/18/2004
Judgment / Lien
License(s)

State Registrations

B
Arizona 1/19/2021

B
Nevada 7/25/2006

B
California 6/10/2013

B
North Carolina 4/24/2007

B
Florida 8/7/2001

IA
Texas 4/22/2016

B
Michigan 2/5/1993

B
Texas 4/27/2016

IA
Michigan 9/23/2010

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
43155 Main St Ste 2200A, Novi, MI 48375
Canton, MI
Registered with this firm since 9/23/2010

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
43155 Main St Ste 2200A, Novi, MI 48375
Canton, MI
Registered with this firm since 2/4/1993

Previous Registration(s)
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B
02/04/1993 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.