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SCOTT EDWARD O'DELL
SCOTT EDWARD ODELL
CRD#: 2314217
IA
B
MORGAN STANLEYCRD#: 149777 8889 Pelican Bay Boulevard
Suite 300
Naples, FL 34108
Suite 300
Naples, FL 34108
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11/17/2015
Customer Dispute
Denied
2/9/2005
Customer Dispute
Closed-No Action
4/15/1999
Customer Dispute
Settled
4/15/1996
Customer Dispute
Award / Judgment
State Registrations
B
Arizona 10/12/2022
B
Montana 8/18/2016
B
Arkansas 8/10/2020
B
Nevada 12/4/2017
B
California 6/1/2009
B
New Hampshire 6/1/2009
B
Colorado 11/30/2017
B
New Jersey 6/1/2009
B
Connecticut 6/1/2009
B
New Mexico 5/25/2021
B
Delaware 1/23/2017
B
New York 6/1/2009
B
District of Columbia 1/19/2024
B
North Carolina 6/1/2009
B
Florida 6/1/2009
B
Ohio 6/1/2009
IA
Florida 6/1/2009
B
Oklahoma 6/22/2018
B
Georgia 6/1/2009
B
Oregon 5/10/2016
B
Idaho 3/5/2018
B
Pennsylvania 6/1/2009
B
Illinois 6/1/2009
B
South Carolina 3/5/2018
B
Indiana 6/1/2009
B
Tennessee 11/12/2020
B
Kansas 3/6/2018
B
Texas 6/1/2009
B
Kentucky 6/21/2018
IA
Texas 6/1/2009
B
Louisiana 2/28/2018
B
Utah 6/2/2020
B
Maine 3/7/2018
B
Vermont 9/11/2017
B
Maryland 3/7/2018
B
Virginia 6/1/2009
B
Massachusetts 6/1/2009
B
Washington 6/1/2009
B
Michigan 6/1/2009
B
West Virginia 1/24/2025
B
Minnesota 11/27/2017
B
Wisconsin 3/2/2018
B
Missouri 6/1/2009
B
Wyoming 2/8/2018
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/05/2007 - 06/01/2009 | NAPLES, FL | |
B | 08/31/2007 - 06/01/2009 | NAPLES, FL | |
IA | 07/18/1994 - 09/17/2007 | NAPLES, FL | |
B | 03/02/1993 - 09/17/2007 | NAPLES, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.