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Detailed Report
J TOWNSEND GILBERT
TOWNSEMD GILBERT, TOWNSEND GILBERT
CRD#: 2313345
IA
Investment Adviser
B
Broker
ESI FINANCIAL ADVISORSCRD#: 265 EASTON, PA
Registration History
19952000200520102015202020252 FIRMS2019 - Present (6 years)BLPL FINANCIAL LLC (CRD# 6413)2011 - 2019 (7 years)BEQUITY SERVICES, INC. (CRD# 265)1993 - 2011 (18 years)IAFLAGSHIP HARBOR ADVISORS, LLC (CRD# 155733)2012 - 2019 (6 years)IALPL FINANCIAL LLC (CRD# 6413)2011 - 2013 (1 year)IAESI FINANCIAL ADVISORS (CRD# 265)2002 - 2011 (9 years)
Disclosure(s)
View By:
3/6/2009
Customer Dispute
Settled
8/8/2000
Customer Dispute
Settled
License(s)

State Registrations

B
Connecticut 3/6/2019
IA
Pennsylvania 11/1/2023
B
New Hampshire 3/11/2019
B
Texas 2/14/2019
B
New York 3/12/2019
B
Vermont 3/6/2019
B
Pennsylvania 2/15/2019
IA
Vermont 3/6/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ESI FINANCIAL ADVISORS (CRD#:265)
EASTON, PA
Registered with this firm since 3/6/2019
B
EQUITY SERVICES, INC. (CRD#:265)
EASTON, PA
Registered with this firm since 2/12/2019
Previous Registration(s)
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B
 12/12/2011 - 03/05/2019 LPL FINANCIAL LLC (CRD#:6413) WALPOLE, NH
IA
 09/24/2012 - 02/11/2019 FLAGSHIP HARBOR ADVISORS, LLC (CRD#:155733) WALPOLE, NH
IA
 12/13/2011 - 03/27/2013 LPL FINANCIAL LLC (CRD#:6413) WALPOLE, NH
IA
 09/18/2002 - 12/19/2011 ESI FINANCIAL ADVISORS (CRD#:265) CHESTER, VT
B
 02/23/1993 - 12/19/2011 EQUITY SERVICES, INC. (CRD#:265) CHESTER, VT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.