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Michael Gavin
Michael Thomas Gavin
CRD#: 2312918
IA
B
WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCRD#: 116407 2401 EASTLAWN DR
MIDLAND, MI 48642
MIDLAND, MI 48642
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLCCRD#: 130139 2401 EASTLAWN DR
MIDLAND, MI 48642
MIDLAND, MI 48642
0
Disclosures
28
Years of Experience
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State Registrations
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Alabama 6/5/2024
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Missouri 6/3/2024
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Alaska 6/3/2024
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Nevada 6/3/2024
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Arizona 6/3/2024
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New Hampshire 6/3/2024
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California 6/3/2024
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New Jersey 6/3/2024
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Colorado 6/3/2024
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New Mexico 6/3/2024
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Connecticut 6/3/2024
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New York 8/22/2024
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Delaware 6/3/2024
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North Carolina 6/3/2024
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District of Columbia 6/3/2024
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Ohio 6/3/2024
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Florida 6/3/2024
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Oklahoma 6/3/2024
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Georgia 6/3/2024
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Oregon 6/3/2024
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Hawaii 6/3/2024
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Pennsylvania 6/3/2024
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Illinois 6/3/2024
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South Carolina 6/3/2024
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Indiana 6/3/2024
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South Dakota 6/3/2024
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Kansas 6/3/2024
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Texas 6/3/2024
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Kentucky 6/3/2024
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Texas 6/3/2024
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Louisiana 6/3/2024
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Utah 6/3/2024
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Maryland 6/3/2024
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Virginia 6/3/2024
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Michigan 6/3/2024
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Washington 6/3/2024
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Michigan 6/3/2024
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Wisconsin 6/3/2024
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Minnesota 6/3/2024
SRO Registrations
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B
Registered with this firm since 6/27/2024
IA
Registered with this firm since 6/3/2024
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Registered with this firm since 6/3/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/26/2011 - 06/05/2024 | Midland, MI | |
B | 07/27/1998 - 06/05/2024 | MIDLAND, MI | |
B | 02/01/1995 - 03/31/1995 | CHICAGO, IL | |
B | 09/22/1993 - 02/01/1995 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.