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WILLIAM NATHAN RUIZ
WILLIAM N RUTZ
CRD#: 2312562
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 500 SILVER SPUR RD
3RD FL STE 300
ROLLING HILLS ESTATES, CA 90275
Registration History
19952000200520102015202020252 FIRMS2007 - 2012 (4 years)2 FIRMS2012 - 2013 (<1 year)2 FIRMS2013 - Present (11 years)BTD AMERITRADE, INC. (CRD# 7870)1997 - 2006 (9 years)BKENNEDY, CABOT & CO. (CRD# 2417)1996 - 1997 (1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1995 - 1996 (1 year)BH.J. MEYERS & CO., INC. (CRD# 7183)1993 - 1994 (1 year)IATD AMERITRADE, INC. (CRD# 7870)2004 - 2006 (2 years)
License(s)

State Registrations

B
California 3/25/2013

IA
California 3/26/2013

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
500 SILVER SPUR RD 3RD FL STE 300, ROLLING HILLS ESTATES, CA 90275
RANCHO PALOS VERDES, CA
Registered with this firm since 3/26/2013

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
500 SILVER SPUR RD 3RD FL STE 300, ROLLING HILLS ESTATES, CA 90275
RANCHO PALOS VERDES, CA
Registered with this firm since 3/25/2013

Previous Registration(s)
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IA
07/23/2012 - 03/25/2013 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) LOS ANGELES, CA
B
07/23/2012 - 03/25/2013 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) LOS ANGELES, CA
IA
11/28/2007 - 02/13/2012 STRATEGIC ADVISERS, INC. (CRD#:104555) TORRANCE, CA
B
11/27/2007 - 02/10/2012 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) TORRANCE, CA
IA
06/17/2004 - 12/04/2006 TD AMERITRADE, INC. (CRD#:7870) BEVERLY HILLS, CA
B
11/07/1997 - 12/04/2006 TD AMERITRADE, INC. (CRD#:7870) BEVERLY HILLS, CA
B
11/08/1996 - 11/07/1997 KENNEDY, CABOT & CO. (CRD#:2417) BEVERLY HILLS, CA
B
01/01/1995 - 07/19/1996 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
09/01/1993 - 10/28/1994 H.J. MEYERS & CO., INC. (CRD#:7183) ROCHESTER, NY
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B
Broker
IA
Investment Adviser
Disclosures
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