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Detailed Report
JEFFREY JOSEPH JOHNSON
JEFF JOHNSON
CRD#: 2312446
IA
Investment Adviser
B
Broker
CALTON & ASSOCIATES, INC.CRD#: 20999 3206 Grand Avenue
Suite 102
Ames, IA 50010
Registration History
19952000200520102015202020252 FIRMS2019 - Present (5 years)BCAPITAL FINANCIAL SERVICES, INC. (CRD# 8408)2003 - 2019 (16 years)BARM SECURITIES CORPORATION (CRD# 932)1993 - 2003 (9 years)BBERTHEL, FISHER & COMPANY FINA... (CRD# 13609)1993 - 1993 (<1 year)IACAPITAL FINANCIAL SERVICES, INC. (CRD# 8408)2016 - 2019 (2 years)
License(s)

State Registrations

B
Arizona 7/1/2019
B
Nebraska 7/1/2019
B
Florida 7/1/2019
B
New Jersey 7/1/2019
B
Illinois 7/1/2019
B
Oklahoma 7/1/2019
B
Iowa 7/1/2019
B
Oregon 7/1/2019
IA
Iowa 7/1/2019
B
South Dakota 7/1/2019
B
Kansas 9/20/2021
B
Texas 7/1/2019
B
Minnesota 7/1/2019
B
Wisconsin 7/1/2019
B
Missouri 7/1/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CALTON & ASSOCIATES, INC. (CRD#:20999)
3206 Grand Avenue Suite 102, Ames, IA 50010
Registered with this firm since 7/1/2019
B
CALTON & ASSOCIATES, INC. (CRD#:20999)
3206 Grand Avenue Suite 102, Ames, IA 50010
Registered with this firm since 7/1/2019
Previous Registration(s)
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IA
 08/09/2016 - 07/01/2019 CAPITAL FINANCIAL SERVICES, INC. (CRD#:8408) AMES, IA
B
 06/02/2003 - 07/01/2019 CAPITAL FINANCIAL SERVICES, INC. (CRD#:8408) AMES, IA
B
 08/11/1993 - 06/02/2003 ARM SECURITIES CORPORATION (CRD#:932) MINOT, ND
B
 01/22/1993 - 07/29/1993 BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609) CEDAR RAPIDS, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.