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DARREN BRUCE HANDLEY
Darren Handley
CRD#: 2312408
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 7730 Union Park Ave Ste 300
MIDVALE, UT 84047
Registration History
19952000200520102015202020252 FIRMS2018 - Present (6 years)BCENTAURUS FINANCIAL, INC. (CRD# 30833)2012 - 2018 (6 years)BPAULSON INVESTMENT COMPANY, INC. (CRD# 5670)2007 - 2012 (4 years)BINVESTMENT MANAGEMENT CORPORATION (CRD# 37196)2005 - 2007 (2 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)2003 - 2005 (1 year)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - 2003 (4 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1993 - 1999 (6 years)
License(s)

State Registrations

B
Utah 6/1/2018

IA
Utah 12/20/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
7730 Union Park Ave Ste 300, MIDVALE, UT 84047
Registered with this firm since 12/20/2018

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
7730 Union Park Ave Ste 300, MIDVALE, UT 84047
Registered with this firm since 5/31/2018

Previous Registration(s)
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B
03/27/2012 - 04/12/2018 CENTAURUS FINANCIAL, INC. (CRD#:30833) DRAPER, UT
B
11/07/2007 - 04/02/2012 PAULSON INVESTMENT COMPANY, INC. (CRD#:5670) DRAPER, UT
B
08/26/2005 - 11/16/2007 INVESTMENT MANAGEMENT CORPORATION (CRD#:37196)
FINRA expelled the firm on 01/14/2008
DRAPER, UT
B
11/19/2003 - 09/12/2005 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
05/03/1999 - 12/02/2003 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
04/15/1993 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.