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ROBERT LYNN NORMAN
CRD#: 2312319
IA
Investment Adviser
B
Broker
CUTTER & COMPANY, INC.CRD#: 22449 15415 CLAYTON ROAD
BALLWIN, MO 63011
Registration History
19952000200520102015202020252 FIRMS2016 - Present (8 years)BWUNDERLICH SECURITIES, INC. (CRD# 2543)2001 - 2016 (14 years)BJ. MICHAEL-PATRICK, L.L.C. (CRD# 36990)1998 - 2001 (3 years)BPAULI JOHNSON CAPITAL & RESEAR... (CRD# 4343)1995 - 1998 (3 years)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)1994 - 1995 (1 year)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1993 - 1993 (<1 year)IAWUNDERLICH SECURITIES, INC. (CRD# 2543)2002 - 2016 (14 years)
License(s)

State Registrations

B
Alabama 5/6/2020

IA
Missouri 3/8/2016

B
California 9/28/2021

B
New York 3/8/2016

IA
California 9/28/2021

IA
New York 4/21/2021

B
Colorado 3/8/2016

IA
North Carolina 6/29/2018

B
Florida 1/12/2023

B
North Carolina 12/2/2020

IA
Florida 1/13/2023

IA
Ohio 3/9/2016

B
Idaho 6/6/2019

B
South Dakota 4/9/2024

B
Illinois 2/9/2021

B
Tennessee 1/14/2020

IA
Illinois 3/31/2021

B
Texas 7/10/2023

B
Iowa 7/31/2023

IA
Texas 5/15/2024

B
Michigan 1/6/2021

B
Washington 4/12/2024

IA
Michigan 1/7/2021

B
Wisconsin 2/9/2024

B
Mississippi 9/20/2022

IA
Wisconsin 2/12/2024

B
Missouri 3/8/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CUTTER & COMPANY, INC. (CRD#:22449)
15415 CLAYTON ROAD, BALLWIN, MO 63011
Registered with this firm since 3/8/2016

B
CUTTER & COMPANY, INC. (CRD#:22449)
15415 CLAYTON ROAD, BALLWIN, MO 63011
Registered with this firm since 3/8/2016

Previous Registration(s)
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IA
02/06/2002 - 03/09/2016 WUNDERLICH SECURITIES, INC. (CRD#:2543) ST. LOUIS, MO
B
11/28/2001 - 03/09/2016 WUNDERLICH SECURITIES, INC. (CRD#:2543) ST. LOUIS, MO
B
05/28/1998 - 12/03/2001 J. MICHAEL-PATRICK, L.L.C. (CRD#:36990) CLAYTON, MO
B
05/22/1995 - 05/29/1998 PAULI JOHNSON CAPITAL & RESEARCH INCORPORATED (CRD#:4343) ST. LOUIS, MO
B
01/13/1994 - 05/23/1995 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST. LOUIS, MO
B
02/12/1993 - 12/09/1993 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.