Individual Firm
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KENNETH JOSEPH MARABLE
KEN MARABLE
CRD#: 2311940
IA
B
LPL ENTERPRISE, LLCCRD#: 8733 118-35 QUEENS BOULEVARD
SUITE 1530
FOREST HILLS, NY 11375
SUITE 1530
FOREST HILLS, NY 11375
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4/17/2017
Financial
Final
State Registrations
B
Florida 11/18/2024
IA
New Jersey 11/14/2024
B
Georgia 11/14/2024
B
New York 11/14/2024
B
Maryland 11/14/2024
IA
New York 11/14/2024
B
Massachusetts 11/14/2024
B
North Carolina 1/30/2025
B
New Jersey 11/14/2024
B
Pennsylvania 1/21/2025
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/14/2024
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Registered with this firm since 11/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/21/2019 - 11/14/2024 | Forest Hills, NY | |
B | 03/07/2017 - 11/14/2024 | Forest Hills, NY | |
IA | 09/17/2009 - 03/08/2017 | BROOKLYN, NY | |
B | 04/06/2009 - 03/08/2017 | BROOKLYN, NY | |
B | 03/28/2000 - 07/08/2008 | NEW YORK, NY | |
B | 07/24/1998 - 06/10/1999 | CONSHOHOCKEN, PA | |
B | 11/10/1995 - 03/05/1998 | NEW YORK, NY | |
B | 05/05/1993 - 11/06/1995 | CONSHOHOCKEN, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.