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Detailed Report
Donald Jon Verhaalen
DJ Verhaalen, Donald Verhaalen
CRD#: 2311607
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 777 E Wisconsin Ave
Milwaukee, WI 53202
Registration History
19952000200520102015202020252 FIRMS2005 - Present (19 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1998 - 2005 (7 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1993 - 1998 (5 years)IABANC ONE SECURITIES CORPORATION (CRD# 16999)2001 - 2005 (4 years)
License(s)

State Registrations

B
Arizona 5/25/2005
B
New Hampshire 1/26/2011
B
California 1/7/2008
B
New York 6/2/2021
B
Colorado 1/7/2008
B
North Carolina 4/24/2013
B
Florida 1/7/2008
B
Ohio 1/8/2008
B
Georgia 1/7/2008
B
Pennsylvania 1/7/2008
B
Illinois 5/25/2005
B
South Carolina 11/4/2020
B
Indiana 4/24/2013
B
Tennessee 6/22/2020
B
Kentucky 10/6/2023
B
Texas 1/24/2012
B
Maryland 1/8/2007
IA
Texas 6/12/2024
B
Massachusetts 1/7/2008
B
Virginia 8/24/2012
B
Michigan 10/27/2005
B
Washington 1/7/2008
B
Minnesota 5/25/2005
B
Wisconsin 5/25/2005
B
Nevada 11/13/2017
IA
Wisconsin 5/25/2005

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
777 E Wisconsin Ave, Milwaukee, WI 53202
Registered with this firm since 5/25/2005
B
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
777 E Wisconsin Ave, Milwaukee, WI 53202
Registered with this firm since 5/25/2005
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/10/2001 - 05/10/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) WAUWATOSA, WI
B
 03/24/1998 - 05/10/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
 02/24/1993 - 03/05/1998 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.