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COLBERT DAVID CHANG
COLBERT DAVID CHANG JR, COLBERT DAVID CHANG Jr., Colbert David Chang
CRD#: 2310025
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 49 NORTH 400 WEST
SALT LAKE CITY, UT 84101
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 15445 NORTH SCOTTSDALE RD
SHOPS AT ZOCALLO PLAZA
SCOTTSDALE, AZ 85254
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - 1997 (<1 year)2 FIRMS2014 - 2016 (1 year)2 FIRMS2016 - 2016 (<1 year)2 FIRMS2019 - 2020 (1 year)2 FIRMS2021 - Present (3 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2009 - 2014 (5 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1997 - 2009 (12 years)IARONALD BLUE & CO., LLC (CRD# 104605)2016 - 2017 (<1 year)IASCHWAB PRIVATE CLIENT INVESTME... (CRD# 159035)2012 - 2014 (2 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2009 - 2011 (2 years)
License(s)

State Registrations

B
Alaska 1/9/2023

B
Minnesota 3/5/2024

B
Arizona 1/27/2021

B
Nevada 3/6/2024

IA
Arizona 3/18/2021

B
New York 3/5/2024

B
California 3/27/2023

B
Ohio 3/4/2024

B
Colorado 3/5/2024

B
Oregon 3/1/2024

B
Connecticut 3/4/2024

B
Texas 3/2/2021

B
Florida 1/12/2024

IA
Texas 3/5/2021

B
Illinois 3/6/2024

B
Utah 5/11/2022

B
Kentucky 3/5/2024

B
Virginia 3/5/2024

B
Michigan 3/5/2024

B
Washington 3/4/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
49 NORTH 400 WEST, SALT LAKE CITY, UT 84101
Registered with this firm since 3/5/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
15445 NORTH SCOTTSDALE RD SHOPS AT ZOCALLO PLAZA, SCOTTSDALE, AZ 85254
SCOTTSDALE, AZ
Registered with this firm since 1/23/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/04/2019 - 11/13/2020 ADVICE AND PLANNING SERVICES (CRD#:20472) Phoenix, AZ
B
03/05/2019 - 11/13/2020 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) Phoenix, AZ
IA
10/05/2016 - 08/01/2017 RONALD BLUE & CO., LLC (CRD#:104605) Tempe, AZ
IA
06/28/2016 - 09/29/2016 VANGUARD ADVISERS INC (CRD#:106715) SCOTTSDALE, AZ
B
06/27/2016 - 09/29/2016 VANGUARD MARKETING CORPORATION (CRD#:7452) SCOTTSDALE, AZ
IA
07/02/2014 - 05/11/2016 ADVICE AND PLANNING SERVICES (CRD#:20472) TEMPE, AZ
B
06/20/2014 - 05/11/2016 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) TEMPE, AZ
IA
01/03/2012 - 06/17/2014 SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. (CRD#:159035) PHOENIX, AZ
B
04/14/2009 - 06/16/2014 CHARLES SCHWAB & CO., INC. (CRD#:5393) PHOENIX, AZ
IA
05/06/2009 - 12/31/2011 CHARLES SCHWAB & CO., INC. (CRD#:5393) PHOENIX, AZ
B
01/10/1997 - 03/05/2009 CHARLES SCHWAB & CO., INC. (CRD#:5393) PHOENIX, AZ
B
09/27/1996 - 01/30/1997 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
09/27/1996 - 01/30/1997 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
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