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TODD DAVID HANDLEY
CRD#: 2309849
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 7730 Union Park Ave Ste 300
MIDVALE, UT 84047
Registration History
19952000200520102015202020252 FIRMS2003 - 2018 (14 years)2 FIRMS2018 - Present (6 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - 2003 (4 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1996 - 1999 (3 years)BMONY SECURITIES CORP. (CRD# 4386)1993 - 1996 (2 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1993 - 1993 (<1 year)IAPARK AVENUE SECURITIES LLC (CRD# 46173)2001 - 2003 (2 years)
License(s)

State Registrations

B
Arizona 5/25/2018

B
Oregon 5/25/2018

B
California 5/25/2018

B
South Dakota 1/5/2024

B
Florida 7/15/2021

B
Texas 1/10/2022

B
Idaho 5/25/2018

IA
Texas 1/11/2022

B
Maryland 5/25/2018

B
Utah 5/25/2018

B
Missouri 5/8/2024

IA
Utah 5/29/2018

B
Nevada 5/25/2018

B
Washington 1/19/2023

B
Oklahoma 11/11/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
7730 Union Park Ave Ste 300, MIDVALE, UT 84047
Draper, UT
Registered with this firm since 5/29/2018

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
7730 Union Park Ave Ste 300, MIDVALE, UT 84047
Draper, UT
Registered with this firm since 5/25/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/18/2003 - 05/30/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) SALT LAKE CITY, UT
B
11/19/2003 - 05/30/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) SALT LAKE CITY, UT
IA
01/01/2001 - 12/03/2003 PARK AVENUE SECURITIES LLC (CRD#:46173) LEHI, UT
B
05/03/1999 - 12/03/2003 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
04/26/1996 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
10/13/1993 - 04/09/1996 MONY SECURITIES CORP. (CRD#:4386) NEW YORK, NY
B
03/19/1993 - 10/20/1993 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.