Individual Firm
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FREDERICK ALFONZO DAVIS
FRED DAVIS
CRD#: 2309431
IA
B
MORGAN STANLEYCRD#: 149777 2330 West Joppa Road
Suite 255
Lutherville, MD 21093
Suite 255
Lutherville, MD 21093
0
Disclosures
19
Years of Experience
View By:
State Registrations
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Alabama 12/9/2022
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Montana 12/9/2022
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Alaska 1/4/2023
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Nebraska 1/4/2023
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Arizona 12/9/2022
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Nevada 12/9/2022
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Arkansas 1/4/2023
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New Hampshire 1/4/2023
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California 12/9/2022
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New Jersey 12/9/2022
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Colorado 12/9/2022
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New Mexico 1/4/2023
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Connecticut 12/9/2022
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New York 12/9/2022
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Delaware 12/9/2022
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North Carolina 12/9/2022
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District of Columbia 12/9/2022
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North Dakota 12/9/2022
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Florida 12/9/2022
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Ohio 12/9/2022
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Georgia 12/9/2022
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Oklahoma 12/9/2022
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Hawaii 1/4/2023
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Oregon 12/9/2022
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Idaho 12/9/2022
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Pennsylvania 12/9/2022
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Illinois 12/9/2022
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Puerto Rico 1/4/2023
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Indiana 1/4/2023
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Rhode Island 1/4/2023
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Iowa 12/9/2022
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South Carolina 12/9/2022
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Kansas 12/9/2022
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South Dakota 1/4/2023
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Kentucky 12/9/2022
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Tennessee 12/9/2022
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Louisiana 1/4/2023
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Texas 12/9/2022
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Maine 12/9/2022
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Texas 12/9/2022
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Maryland 12/9/2022
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Utah 12/9/2022
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Maryland 12/9/2022
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Vermont 12/9/2022
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Massachusetts 12/9/2022
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Virginia 12/9/2022
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Michigan 12/9/2022
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Washington 12/9/2022
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Minnesota 1/4/2023
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West Virginia 12/9/2022
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Mississippi 12/9/2022
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Wisconsin 12/9/2022
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Missouri 12/9/2022
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Wyoming 1/4/2023
SRO Registrations
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IA
Registered with this firm since 12/9/2022
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Registered with this firm since 12/9/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/27/2015 - 12/12/2022 | TOWSON, MD | |
B | 06/01/2015 - 12/12/2022 | TOWSON, MD | |
IA | 08/11/2009 - 11/01/2010 | TOWSON, MD | |
B | 08/11/2009 - 11/01/2010 | TOWSON, MD | |
IA | 02/21/2006 - 06/04/2009 | BALTIMORE, MD | |
B | 02/21/2006 - 06/04/2009 | BALTIMORE, MD | |
IA | 05/17/2001 - 02/21/2006 | BALTIMORE, MD | |
B | 09/22/2000 - 02/21/2006 | BALTIMORE, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.