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JEFFREY BRUCE SMITH
JEFFREY SMITH
CRD#: 2308773
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 73 MOUNTAINVIEW BLVD
BASKING RIDGE, NJ 07920
Registration History
19952000200520102015202020252 FIRMS2009 - 2013 (3 years)2 FIRMS2013 - 2018 (5 years)2 FIRMS2018 - Present (7 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2003 - 2009 (5 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1997 - 2003 (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1993 - 1997 (3 years)IAROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2004 - 2009 (4 years)
License(s)

State Registrations

B
Arizona 7/15/2020

B
New Jersey 2/14/2018

B
Colorado 2/14/2018

IA
New Jersey 2/14/2018

B
Connecticut 1/28/2019

B
New York 2/14/2018

B
District of Columbia 8/26/2020

B
North Carolina 2/14/2018

B
Florida 2/14/2018

B
Ohio 2/14/2018

B
Georgia 2/14/2018

B
Pennsylvania 2/14/2018

B
Illinois 2/14/2018

B
South Carolina 2/14/2018

B
Maryland 2/14/2018

B
Texas 2/14/2018

B
Massachusetts 2/14/2018

B
Virginia 2/14/2018

B
Missouri 3/12/2018

B
Washington 2/14/2018

B
Nevada 2/14/2018

IA
Washington 2/14/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
73 MOUNTAINVIEW BLVD, BASKING RIDGE, NJ 07920
Registered with this firm since 2/14/2018

B
LPL FINANCIAL LLC (CRD#:6413)
73 MOUNTAINVIEW BLVD, BASKING RIDGE, NJ 07920
Registered with this firm since 2/14/2018

Previous Registration(s)
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IA
01/16/2013 - 02/14/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) BASKING RIDGE, NJ
B
01/16/2013 - 02/14/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) BASKING RIDGE, NJ
IA
06/10/2009 - 01/30/2013 AFFINITY INVESTMENT SERVICES, LLC (CRD#:104296) LIBERTY CORNER, NJ
B
06/10/2009 - 01/30/2013 AFFINITY INVESTMENT SERVICES, LLC (CRD#:104296) LIBERTY CORNER, NJ
IA
07/07/2004 - 06/11/2009 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) WEST ORANGE, NJ
B
08/01/2003 - 06/11/2009 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) WEST ORANGE, NJ
B
01/20/1997 - 08/08/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
02/12/1993 - 01/21/1997 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.