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RHONDA KAY MAXWELL
RHONDA MAXWELL
CRD#: 2308713
IA
B
STRATOS WEALTH PARTNERS, LTDCRD#: 153184 25109 JEFFERSON AVENUE
SUITE 120
MURRIETA, CA 92562
SUITE 120
MURRIETA, CA 92562
LPL FINANCIAL LLCCRD#: 6413 25109 JEFFERSON AVE STE 120
MURRIETA, CA 92562
MURRIETA, CA 92562
0
Disclosures
32
Years of Experience
View By:
State Registrations
B
Arizona 6/4/2020
B
Montana 6/4/2020
B
California 6/4/2020
B
Nevada 6/4/2020
IA
California 6/4/2020
B
North Carolina 6/4/2020
B
Colorado 6/4/2020
B
Ohio 6/4/2020
B
Florida 6/4/2020
B
Oregon 6/4/2020
B
Idaho 6/4/2020
B
South Carolina 2/23/2021
B
Illinois 6/4/2020
B
Tennessee 3/5/2021
B
Iowa 7/9/2020
B
Texas 6/4/2020
B
Kentucky 6/4/2020
IA
Texas 6/4/2020
B
Maine 6/4/2020
B
Virginia 6/4/2020
B
Maryland 6/4/2020
B
Washington 6/4/2020
B
Massachusetts 6/4/2020
B
Wyoming 7/18/2023
B
Michigan 6/4/2020
SRO Registrations
B
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IA
Registered with this firm since 6/4/2020
B
Registered with this firm since 6/4/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2008 - 06/05/2020 | TEMECULA, CA | |
B | 01/01/2008 - 06/05/2020 | TEMECULA, CA | |
B | 08/03/2001 - 01/03/2008 | TEMECULA, CA | |
IA | 11/09/2001 - 01/01/2008 | TEMECULA, CA | |
B | 02/16/1993 - 08/07/2001 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.