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Detailed Report
FREDERICK FRANCIS TELARICO JR
FRED TELARICO, FREDERICK FRANCIS TELARICO
CRD#: 2308697
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 Lighthouse Pt, FL
Registration History
19952000200520102015202020252 FIRMS2000 - 2005 (4 years)2 FIRMS2005 - 2009 (4 years)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - 2024 (13 years)2 FIRMS2024 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1993 - 2000 (7 years)
License(s)

State Registrations

B
Arizona 4/30/2024
B
Idaho 4/30/2024
B
California 4/30/2024
B
North Carolina 4/30/2024
IA
California 5/1/2024
B
Texas 4/30/2024
B
Florida 4/30/2024
IA
Texas 4/30/2024
IA
Florida 5/1/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
Lighthouse Pt, FL
Registered with this firm since 4/30/2024
B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
Lighthouse Pt, FL
Registered with this firm since 4/30/2024
Previous Registration(s)
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IA
 05/03/2011 - 05/10/2024 UBS FINANCIAL SERVICES INC. (CRD#:8174) Lighthouse PT, FL
B
 04/29/2011 - 05/10/2024 UBS FINANCIAL SERVICES INC. (CRD#:8174) FT. WORTH, TX
IA
 06/01/2009 - 05/20/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) FALLBROOK, CA
B
 06/01/2009 - 05/20/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) FALLBROOK, CA
IA
 02/25/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FALLBROOK, CA
B
 02/25/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FALLBROOK, CA
IA
 04/21/2000 - 02/28/2005 MORGAN STANLEY (CRD#:7556) LAGUNA WOODS, CA
B
 04/18/2000 - 02/28/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 02/16/1993 - 04/10/2000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.