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Detailed Report
LOIS JEAN FRUEH
CRD#: 2308634
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 4300 East 53rd Street
Suite 300
Davenport, IA 52807
Registration History
19952000200520102015202020252 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1995 - 2009 (14 years)BNORWEST INVESTMENT SERVICES, INC. (CRD# 16100)1993 - 1994 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2003 - 2009 (6 years)
License(s)

State Registrations

B
Alabama 7/31/2017
B
Missouri 2/10/2011
B
Arizona 2/10/2011
B
Nebraska 2/10/2011
B
Arkansas 1/4/2022
B
Nevada 7/31/2017
B
California 2/10/2011
B
New Jersey 2/10/2011
B
Colorado 7/31/2017
B
New Mexico 7/31/2017
B
Delaware 7/5/2023
B
New York 10/23/2020
B
Florida 7/8/2009
B
North Carolina 11/10/2016
B
Georgia 7/8/2009
B
Ohio 2/10/2011
B
Hawaii 1/21/2022
B
Oklahoma 9/27/2021
B
Idaho 9/27/2021
B
Oregon 2/10/2011
B
Illinois 6/1/2009
B
Pennsylvania 7/31/2017
B
Indiana 7/31/2017
B
Puerto Rico 1/4/2022
B
Iowa 6/1/2009
B
Rhode Island 1/21/2022
IA
Iowa 6/1/2009
B
South Carolina 7/31/2017
B
Kansas 2/10/2011
B
South Dakota 7/31/2017
B
Kentucky 1/4/2022
B
Tennessee 9/30/2020
B
Louisiana 9/27/2021
B
Texas 6/26/2015
B
Maine 5/3/2021
IA
Texas 3/26/2020
B
Maryland 9/27/2021
B
Utah 11/19/2020
B
Massachusetts 1/4/2022
B
Virginia 2/10/2011
B
Michigan 2/10/2011
B
Washington 7/31/2017
B
Minnesota 2/10/2011
B
Wisconsin 7/8/2009
B
Mississippi 10/16/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
4300 East 53rd Street Suite 300, Davenport, IA 52807
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
4300 East 53rd Street Suite 300, Davenport, IA 52807
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/08/2009 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DAVENPORT, IA
B
 05/08/2009 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DAVENPORT, IA
IA
 03/31/2003 - 05/11/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DAVENPORT, IA
B
 03/23/1995 - 05/11/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DAVENPORT, IA
B
 01/06/1993 - 12/31/1994 NORWEST INVESTMENT SERVICES, INC. (CRD#:16100) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.