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RACHEL ZHANG
RAE ZHANG, RUI ZHANG
CRD#: 2307360
IA
B
MORGAN STANLEYCRD#: 149777 1200 Lenox Drive
Suite 300
Lawrenceville, NJ 08648
Suite 300
Lawrenceville, NJ 08648
0
Disclosures
20
Years of Experience
View By:
State Registrations
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Arizona 1/10/2022
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New Jersey 6/22/2015
B
California 7/6/2015
B
New York 6/19/2015
B
Colorado 7/6/2015
B
North Carolina 7/7/2015
B
Connecticut 4/19/2016
B
Oregon 4/14/2021
B
Delaware 5/2/2023
B
Pennsylvania 7/6/2015
B
District of Columbia 7/6/2015
B
Puerto Rico 10/27/2021
B
Florida 9/6/2019
B
Texas 3/28/2017
B
Georgia 8/29/2019
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Texas 4/15/2020
B
Louisiana 7/6/2015
B
Virginia 6/1/2018
B
Massachusetts 6/15/2023
B
Washington 8/29/2019
B
New Jersey 6/11/2015
SRO Registrations
B
B
B
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Registered with this firm since 6/22/2015
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Registered with this firm since 6/9/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/18/2002 - 12/31/2008 | PITTSBURGH, PA | |
B | 06/14/2002 - 08/14/2002 | LAGUNA HILLS, CA | |
B | 06/07/1999 - 07/20/2000 | NEW YORK, NY | |
B | 07/12/1996 - 03/05/1999 | NEW YORK, NY | |
B | 05/12/1994 - 01/23/1995 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.