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DENNIS JAMES JOHNSON JR
DENNIS JOHNSON
CRD#: 2307167
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 11201 NORTH PORT WASHINGTON ROAD (SOUTH)
MEQUON, WI 53092
Registration History
19952000200520102015202020252 FIRMS1993 - 1993 (<1 year)2 FIRMS1999 - 2018 (18 years)2 FIRMS2018 - Present (6 years)BTITUS & DONNELLY LLC (CRD# 7033)1995 - 1999 (3 years)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1993 - 1994 (<1 year)
License(s)

State Registrations

B
Arizona 3/16/2018

B
Nevada 3/16/2018

B
Arkansas 3/16/2018

B
New York 3/16/2018

B
Colorado 3/16/2018

B
North Carolina 3/16/2018

B
Florida 3/16/2018

B
Ohio 3/16/2018

B
Illinois 3/16/2018

B
Oregon 3/16/2018

B
Indiana 3/16/2018

B
South Carolina 3/16/2018

B
Maryland 11/16/2022

B
South Dakota 8/11/2020

B
Massachusetts 3/16/2018

B
Tennessee 11/29/2022

B
Michigan 3/16/2018

B
Virginia 3/16/2018

B
Minnesota 3/16/2018

B
Washington 3/16/2018

B
Missouri 8/26/2024

B
Wisconsin 3/16/2018

B
Nebraska 3/16/2018

IA
Wisconsin 3/16/2018

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
11201 NORTH PORT WASHINGTON ROAD (SOUTH), MEQUON, WI 53092
Registered with this firm since 3/16/2018

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
11201 NORTH PORT WASHINGTON ROAD (SOUTH), MEQUON, WI 53092
Registered with this firm since 3/16/2018

Previous Registration(s)
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IA
10/01/1999 - 03/16/2018 B. C. ZIEGLER AND COMPANY (CRD#:61) MEQUON, WI
B
09/01/1999 - 03/16/2018 B. C. ZIEGLER AND COMPANY (CRD#:61) MEQUON, WI
B
10/06/1995 - 05/17/1999 TITUS & DONNELLY LLC (CRD#:7033) NEW YORK, NY
B
11/18/1993 - 03/09/1994 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784) SMITHFIELD, RI
B
07/31/1993 - 11/03/1993 SMITH BARNEY SHEARSON INC. (CRD#:7059) NEW YORK, NY
B
02/16/1993 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.