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Detailed Report
GEORGE RONALD HOOS
GEORGE HOOS
CRD#: 2306963
IA
Investment Adviser
B
Broker
CONCURRENT INVESTMENT ADVISORS, LLCCRD#: 323135 Bradenton, FL
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 8652 State Road 70 E
Bradenton, FL 34202
Registration History
19952000200520102015202020252 FIRMS2000 - 2005 (4 years)2 FIRMS2005 - 2013 (7 years)2 FIRMS2013 - 2021 (8 years)2 FIRMS2021 - 2023 (2 years)2 FIRMS2023 - Present (1 year)BJESUP & LAMONT SECURITIES CORP... (CRD# 17833)1996 - 2000 (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1993 - 1995 (1 year)BL.C. WEGARD & CO., INC. (CRD# 3722)1993 - 1993 (<1 year)
Disclosure(s)
View By:
12/27/2005
Customer Dispute
Denied
3/13/2001
Customer Dispute
Denied
License(s)

State Registrations

B
California 5/10/2023
B
New York 5/10/2023
B
Florida 5/10/2023
B
Oregon 5/10/2023
IA
Florida 5/11/2023
B
South Carolina 5/10/2023
B
Massachusetts 5/10/2023
B
Texas 5/10/2023
B
Nevada 5/10/2023
IA
Texas 11/7/2023
B
New Hampshire 5/10/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CONCURRENT INVESTMENT ADVISORS, LLC (CRD#:323135)
Bradenton, FL
Registered with this firm since 5/11/2023
B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
8652 State Road 70 E, Bradenton, FL 34202
Registered with this firm since 5/10/2023
Previous Registration(s)
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IA
 04/30/2021 - 05/22/2023 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Bradenton, FL
B
 04/30/2021 - 05/22/2023 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) Bradenton, FL
IA
 02/26/2013 - 05/13/2021 MORGAN STANLEY (CRD#:149777) SARASOTA, FL
B
 02/15/2013 - 05/13/2021 MORGAN STANLEY (CRD#:149777) SARASOTA, FL
IA
 06/16/2005 - 02/19/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) SARASOTA, FL
B
 05/23/2005 - 02/19/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) SARASOTA, FL
IA
 11/24/2000 - 05/25/2005 MORGAN STANLEY (CRD#:7556) SARASOTA, FL
B
 11/24/2000 - 05/25/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 03/29/1996 - 11/28/2000 JESUP & LAMONT SECURITIES CORPORATION (CRD#:17833) NEW YORK, NY
B
 12/01/1993 - 11/21/1995 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 02/23/1993 - 11/01/1993 L.C. WEGARD & CO., INC. (CRD#:3722) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.