Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MARC BRADLEY CRIGGER
CRD#: 2306809
IA
Investment Adviser
B
Broker
BLACKROCK FINANCIAL MANAGEMENT, INCCRD#: 107105 227 W. MONROE STREET
SUITE 2800
CHICAGO, IL 60606
BLACKROCK INVESTMENTS, LLCCRD#: 38642 227 W. MONROE STREET
SUITE 2800
CHICAGO, IL 60606
Registration History
19952000200520102015202020252 FIRMS2006 - 2011 (4 years)2 FIRMS2011 - Present (13 years)BNATCITY INVESTMENTS, INC. (CRD# 17490)2005 - 2006 (1 year)BGARTMORE DISTRIBUTION SERVICES... (CRD# 25910)2002 - 2004 (2 years)BNATIONWIDE SECURITIES, INC. (CRD# 11173)2001 - 2002 (1 year)BNATIONWIDE ADVISORY SERVICES, INC. (CRD# 11173)1999 - 2001 (1 year)BNATIONWIDE INVESTMENT SERVICES... (CRD# 7110)1996 - 1999 (3 years)BNATIONWIDE ADVISORY SERVICES, INC. (CRD# 11173)1993 - 1996 (3 years)
License(s)

State Registrations

B
Alabama 7/1/2021
B
Nevada 7/1/2021
B
Alaska 7/1/2021
B
New Hampshire 7/1/2021
B
Arizona 7/1/2021
B
New Jersey 5/27/2011
B
Arkansas 7/1/2021
IA
New Jersey 5/31/2011
B
California 7/1/2021
B
New Mexico 7/1/2021
B
Colorado 7/1/2021
B
New York 5/27/2011
B
Connecticut 7/1/2021
IA
New York 1/25/2022
B
Delaware 7/1/2021
B
North Carolina 7/1/2021
B
District of Columbia 7/1/2021
B
North Dakota 7/1/2021
B
Florida 7/1/2021
B
Ohio 5/27/2011
B
Georgia 7/1/2021
IA
Ohio 5/31/2011
B
Hawaii 7/1/2021
B
Oklahoma 7/1/2021
B
Idaho 7/1/2021
B
Oregon 7/1/2021
B
Illinois 2/18/2021
B
Pennsylvania 7/1/2021
IA
Illinois 2/10/2022
B
Puerto Rico 2/13/2025
B
Indiana 3/26/2019
B
Rhode Island 7/1/2021
B
Iowa 7/1/2021
B
South Carolina 7/1/2021
B
Kansas 7/1/2021
B
South Dakota 7/1/2021
B
Kentucky 6/26/2019
B
Tennessee 2/27/2023
B
Louisiana 7/1/2021
B
Texas 7/1/2021
B
Maine 7/1/2021
B
Utah 7/1/2021
B
Maryland 7/1/2021
B
Vermont 7/1/2021
B
Massachusetts 7/1/2021
B
Virgin Islands 2/13/2025
B
Michigan 7/1/2021
B
Virginia 7/1/2021
B
Minnesota 7/1/2021
B
Washington 7/1/2021
B
Mississippi 7/1/2021
B
West Virginia 1/4/2021
B
Missouri 7/1/2021
B
Wisconsin 7/1/2021
B
Montana 7/1/2021
B
Wyoming 7/1/2021
B
Nebraska 7/1/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BLACKROCK FINANCIAL MANAGEMENT, INC (CRD#:107105)
227 W. MONROE STREET SUITE 2800, CHICAGO, IL 60606
Registered with this firm since 5/31/2011
B
BLACKROCK INVESTMENTS, LLC (CRD#:38642)
227 W. MONROE STREET SUITE 2800, CHICAGO, IL 60606
Registered with this firm since 5/27/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/03/2006 - 05/09/2011 LORD, ABBETT & CO. LLC (CRD#:110391) JERSEY CITY, NJ
B
 06/30/2006 - 05/09/2011 LORD ABBETT DISTRIBUTOR LLC (CRD#:530) JERSEY CITY, NJ
B
 01/14/2005 - 06/12/2006 NATCITY INVESTMENTS, INC. (CRD#:17490) CLEVELAND, OH
B
 10/18/2002 - 12/13/2004 GARTMORE DISTRIBUTION SERVICES, INC. (CRD#:25910) COLUMBUS, OH
B
 10/03/2001 - 10/23/2002 NATIONWIDE SECURITIES, INC. (CRD#:11173) COLUMBUS, OH
B
 11/29/1999 - 10/01/2001 NATIONWIDE ADVISORY SERVICES, INC. (CRD#:11173) COLUMBUS, OH
B
 07/01/1996 - 10/12/1999 NATIONWIDE INVESTMENT SERVICES CORPORATION (CRD#:7110) COLUMBUS, OH
B
 01/11/1993 - 07/01/1996 NATIONWIDE ADVISORY SERVICES, INC. (CRD#:11173) COLUMBUS, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.