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Detailed Report
DELIO ARTURO JARAMILLO Jr
DELIO ARTURO JARAMILLO JR, DELIO ARTURO JARAMILLO
CRD#: 2306033
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 912 N HOLLYWOOD WAY STE D
BURBANK, CA 91505-2815
Registration History
19952000200520102015202020252 FIRMS2024 - Present (<1 year)BPACKERLAND BROKERAGE SERVICES,... (CRD# 37031)2024 - 2024 (<1 year)BMORGAN STANLEY (CRD# 149777)2023 - 2023 (<1 year)BEMPOWER FINANCIAL SERVICES, INC. (CRD# 13109)2004 - 2023 (19 years)BMANULIFE FINANCIAL SECURITIES LLC (CRD# 5249)1999 - 2004 (4 years)BADP BROKER-DEALER, INC. (CRD# 37693)1996 - 1999 (2 years)BT. ROWE PRICE INVESTMENT SERVI... (CRD# 8348)1993 - 1996 (2 years)
License(s)

State Registrations

B
California 9/24/2024
IA
California 9/26/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
912 N HOLLYWOOD WAY STE D, BURBANK, CA 91505-2815
670 N. ROSEMEAD BLVD, PASADENA, CA 91107
Registered with this firm since 9/26/2024
B
LPL FINANCIAL LLC (CRD#:6413)
912 N HOLLYWOOD WAY STE D, BURBANK, CA 91505-2815
670 N. ROSEMEAD BLVD, PASADENA, CA 91107
Registered with this firm since 9/24/2024
Previous Registration(s)
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B
 08/06/2024 - 09/25/2024 PACKERLAND BROKERAGE SERVICES, INC. (CRD#:37031) GARDEN GROVE, CA
B
 07/26/2023 - 09/01/2023 MORGAN STANLEY (CRD#:149777) Los Angeles, CA
B
 05/24/2004 - 06/19/2023 EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109) GLENDALE, CA
B
 07/08/1999 - 05/10/2004 MANULIFE FINANCIAL SECURITIES LLC (CRD#:5249) BOSTON, MA
B
 08/13/1996 - 03/19/1999 ADP BROKER-DEALER, INC. (CRD#:37693) ROSELAND, NJ
B
 09/29/1993 - 05/28/1996 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.