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Julie Ann Peterson
CRD#: 2305726
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 11309 N. Port Washington
Mequon, WI 53092-3411
Registration History
1995200020052010201520202025IACHARLES SCHWAB & CO., INC. (CRD# 5393)2017 - Present (7 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2016 - Present (8 years)BWISCONSIN DISCOUNT SECURITIES ... (CRD# 7388)1994 - 2016 (22 years)
License(s)

State Registrations

B
Alabama 2/14/2020

B
Montana 8/19/2016

B
Alaska 10/13/2016

B
Nebraska 2/14/2020

B
Arizona 8/9/2016

B
Nevada 2/14/2020

B
Arkansas 10/13/2016

B
New Hampshire 2/14/2020

B
California 8/9/2016

B
New Jersey 6/28/2017

B
Colorado 8/9/2016

B
New Mexico 2/14/2020

B
Connecticut 2/14/2020

B
New York 12/15/2016

B
Delaware 2/14/2020

B
North Carolina 1/24/2017

B
District of Columbia 2/14/2020

B
North Dakota 2/14/2020

B
Florida 8/9/2016

B
Ohio 8/22/2016

B
Georgia 10/13/2016

B
Oklahoma 8/9/2016

B
Hawaii 5/19/2023

B
Oregon 2/14/2020

B
Idaho 2/14/2020

B
Pennsylvania 2/14/2020

B
Illinois 2/14/2020

B
Rhode Island 5/19/2023

B
Indiana 2/14/2020

B
South Carolina 11/17/2016

B
Iowa 2/14/2020

B
South Dakota 2/14/2020

B
Kansas 2/14/2020

B
Tennessee 10/11/2016

B
Kentucky 2/14/2020

B
Texas 1/24/2017

B
Louisiana 2/14/2020

B
Utah 2/14/2020

B
Maine 2/14/2020

B
Vermont 1/24/2017

B
Maryland 2/14/2020

B
Virginia 2/14/2020

B
Massachusetts 2/14/2020

B
Washington 2/14/2020

B
Michigan 8/19/2016

B
Wisconsin 8/3/2016

B
Minnesota 1/24/2017

IA
Wisconsin 12/18/2017

B
Missouri 12/14/2016

B
Wyoming 5/19/2023

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
11309 N. Port Washington, Mequon, WI 53092-3411
Registered with this firm since 12/18/2017

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
11309 N. Port Washington, Mequon, WI 53092-3411
Registered with this firm since 8/3/2016

Previous Registration(s)
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B
04/20/1994 - 08/01/2016 WISCONSIN DISCOUNT SECURITIES CORPORATION (CRD#:7388) MILWAUKEE, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.