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Detailed Report
MICHAEL J ALLISON
MIKE ALLISON
CRD#: 2305589
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Investment Adviser
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Previous Broker
RED TREE INVESTMENTSCRD#: 319528 Denton, TX
Registration History
19952000200520102015202020254 FIRMS2009 - 2009 (<1 year)2 FIRMS2011 - 2011 (<1 year)IARED TREE INVESTMENTS (CRD# 319528)2022 - Present (2 years)BFIRST FINANCIAL EQUITY CORPORATION (CRD# 16507)2014 - 2016 (1 year)BFIRST PUBLIC, LLC (CRD# 128180)2004 - 2005 (1 year)BTHE O.N. EQUITY SALES COMPANY (CRD# 2936)2000 - 2002 (1 year)BSECURITIES AMERICA, INC. (CRD# 10205)1997 - 2000 (3 years)BNEW ENGLAND SECURITIES (CRD# 615)1996 - 1997 (1 year)BCHUBB SECURITIES CORPORATION (CRD# 3870)1995 - 1996 (1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)1993 - 1994 (1 year)BTHE PRINCIPAL/EPPLER, GUERIN &... (CRD# 260)1993 - 1993 (<1 year)IAMDX WEALTH MANAGEMENT (CRD# 161309)2016 - 2022 (6 years)IAFIRST FINANCIAL EQUITY CORPORATION (CRD# 16507)2015 - 2016 (1 year)
License(s)

State Registrations

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Texas 5/4/2022
Current Registration(s)
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RED TREE INVESTMENTS (CRD#:319528)
Denton, TX
Registered with this firm since 5/4/2022
Previous Registration(s)
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 02/27/2016 - 05/04/2022 MDX WEALTH MANAGEMENT (CRD#:161309) Denton, TX
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 01/29/2015 - 02/18/2016 FIRST FINANCIAL EQUITY CORPORATION (CRD#:16507) DALLAS, TX
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 12/22/2014 - 02/18/2016 FIRST FINANCIAL EQUITY CORPORATION (CRD#:16507) DALLAS, TX
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 03/22/2011 - 05/11/2011 SOUTHWEST SECURITIES, INC. (CRD#:6220) DALLAS, TX
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 03/22/2011 - 05/11/2011 SOUTHWEST SECURITIES, INC. (CRD#:6220) DALLAS, TX
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 09/16/2009 - 12/21/2009 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) ATHENS, TX
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 09/16/2009 - 12/21/2009 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) ATHENS, TX
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 04/29/2009 - 07/01/2009 SWS FINANCIAL SERVICES (CRD#:17587) DALLAS, TX
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 04/29/2009 - 07/01/2009 SWS FINANCIAL SERVICES (CRD#:17587) DALLAS, TX
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 01/30/2004 - 07/18/2005 FIRST PUBLIC, LLC (CRD#:128180) AUSTIN, TX
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 10/23/2000 - 01/22/2002 THE O.N. EQUITY SALES COMPANY (CRD#:2936) CINCINNATI, OH
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 08/05/1997 - 10/20/2000 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
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 04/24/1996 - 07/07/1997 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
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 02/07/1995 - 02/09/1996 CHUBB SECURITIES CORPORATION (CRD#:3870) FORT WAYNE, IN
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 11/24/1993 - 11/16/1994 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
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 01/29/1993 - 09/17/1993 THE PRINCIPAL/EPPLER, GUERIN & TURNER, INC. (CRD#:260) DALLAS, TX
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.