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GARY GRAB
CRD#: 2305368
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 6800 JERICHO TURNPIKE
SUITE 205W
SYOSSET, NY 11791
SUITE 205W
SYOSSET, NY 11791
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 6800 JERICHO TURNPIKE
STE 205W
SYOSSET, NY 11791
STE 205W
SYOSSET, NY 11791
0
Disclosures
32
Years of Experience
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State Registrations
B
Colorado 4/28/2020
B
New York 4/28/2020
B
Connecticut 4/28/2020
IA
New York 4/12/2021
B
Florida 4/28/2020
B
Pennsylvania 4/28/2020
B
New Jersey 4/28/2020
SRO Registrations
B
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IA
Registered with this firm since 4/12/2021
B
Registered with this firm since 4/28/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/07/1994 - 04/28/2020 | SYOSSET, NY | |
B | 01/22/1993 - 07/15/1994 | WOODBURY, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.