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Detailed Report
DAVID PAUL BUTLER
CRD#: 2305298
IA
Investment Adviser
B
Broker
DIMENSIONAL FUND ADVISORS LPCRD#: 106482 6300 BEE CAVE ROAD
BUILDING ONE
AUSTIN, TX 78746
DFA SECURITIES LLCCRD#: 10292 PALISADES WEST, BUILDING ONE
6300 BEE CAVE ROAD
AUSTIN, TX 78746
Registration History
1995200020052010201520202025IADIMENSIONAL FUND ADVISORS LP (CRD# 106482)2009 - Present (15 years)BDFA SECURITIES LLC (CRD# 10292)1995 - Present (30 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1993 - 1994 (1 year)
License(s)

State Registrations

B
Alabama 4/26/1995
B
Nebraska 4/26/1995
B
Alaska 4/26/1995
B
Nevada 4/26/1995
B
Arizona 4/27/1995
B
New Hampshire 4/26/1995
B
Arkansas 4/26/1995
B
New Jersey 5/3/1995
B
California 4/26/1995
B
New Mexico 4/26/1995
B
Colorado 4/26/1995
B
New York 4/5/1995
B
Connecticut 4/26/1995
B
North Carolina 4/26/1995
B
Delaware 4/26/1995
B
North Dakota 4/27/1995
B
District of Columbia 4/28/1995
B
Ohio 4/26/1995
B
Florida 4/28/1995
B
Oklahoma 5/17/1995
B
Georgia 4/26/1995
B
Oregon 4/26/1995
B
Hawaii 4/27/1995
B
Pennsylvania 4/26/1995
B
Idaho 4/26/1995
B
Puerto Rico 4/26/1995
B
Illinois 4/26/1995
B
Rhode Island 4/28/1995
B
Indiana 4/26/1995
B
South Carolina 4/26/1995
B
Iowa 4/26/1995
B
South Dakota 4/28/1995
B
Kansas 4/26/1995
B
Tennessee 10/24/2003
B
Kentucky 4/27/1995
B
Texas 4/26/1995
B
Louisiana 4/26/1995
IA
Texas 9/10/2009
B
Maine 4/28/1995
B
Utah 4/26/1995
B
Maryland 4/26/1995
B
Vermont 4/27/1995
B
Massachusetts 4/26/1995
B
Virginia 4/5/1995
B
Michigan 4/26/1995
B
Washington 4/26/1995
B
Minnesota 4/26/1995
B
West Virginia 4/26/1995
B
Mississippi 4/28/1995
B
Wisconsin 4/27/1995
B
Missouri 4/28/1995
B
Wyoming 4/26/1995
B
Montana 4/26/1995

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
DIMENSIONAL FUND ADVISORS LP (CRD#:106482)
6300 BEE CAVE ROAD BUILDING ONE, AUSTIN, TX 78746
Registered with this firm since 9/10/2009
B
DFA SECURITIES LLC (CRD#:10292)
PALISADES WEST, BUILDING ONE 6300 BEE CAVE ROAD, AUSTIN, TX 78746
Registered with this firm since 4/26/1995
Previous Registration(s)
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B
 02/25/1993 - 09/02/1994 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.