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ANTHONY GEORGE BUTZ
TONY BUTZ
CRD#: 2304185
IA
B
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 221 E 4TH ST STE 405
CINCINNATI, OH 45202
CINCINNATI, OH 45202
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 221 E 4th St Ste 405
Cincinnati, OH 45202
Cincinnati, OH 45202
0
Disclosures
32
Years of Experience
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State Registrations
B
Florida 6/30/2006
B
Kentucky 6/30/2006
B
Georgia 3/18/2020
B
Ohio 6/30/2006
B
Indiana 6/30/2006
IA
Ohio 11/1/2021
B
Iowa 12/3/2013
B
Virginia 8/24/2006
SRO Registrations
B
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IA
Registered with this firm since 11/1/2021
B
Registered with this firm since 6/30/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/30/2006 - 11/01/2021 | LINCOLN, NE | |
IA | 03/18/2003 - 06/30/2006 | CINCINNATI, OH | |
B | 01/02/2002 - 06/30/2006 | CINCINNATI, OH | |
B | 05/16/2001 - 12/31/2001 | EL SEGUNDO, CA | |
B | 02/23/1993 - 05/14/2001 | CINCINNATI, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.