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Detailed Report
BRIAN R MOLIN
BRIAN MOLIN, Brian Robert Molin
CRD#: 2303532
IA
Investment Adviser
B
Broker
FROST INVESTMENT SERVICESCRD#: 286129 1700 Post Oak Blvd Ste 120
Houston, TX 77056
FROST BROKERAGE SERVICES, INC.CRD#: 17465 1700 POST OAK BLVD
HOUSTON, TX 77056
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - 2013 (3 years)IAFROST INVESTMENT SERVICES (CRD# 286129)2022 - Present (3 years)BFROST BROKERAGE SERVICES, INC. (CRD# 17465)2018 - Present (6 years)BPRINCIPAL SECURITIES, INC. (CRD# 1137)2017 - 2018 (1 year)BJ.P. MORGAN INSTITUTIONAL INVE... (CRD# 102920)2007 - 2008 (1 year)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2005 - 2007 (1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2004 - 2005 (1 year)BNEWPORT GROUP SECURITIES, INC. (CRD# 29722)2002 - 2003 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2001 - 2002 (<1 year)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2001 - 2001 (<1 year)IAFROST INVESTMENT SERVICES (CRD# 286129)2018 - 2021 (3 years)IAPRINCIPAL SECURITIES, INC. (CRD# 1137)2018 - 2018 (<1 year)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2006 - 2007 (1 year)
License(s)

State Registrations

B
Texas 10/16/2018
IA
Texas 1/28/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FROST INVESTMENT SERVICES (CRD#:286129)
1700 Post Oak Blvd Ste 120, Houston, TX 77056
Registered with this firm since 1/28/2022
B
FROST BROKERAGE SERVICES, INC. (CRD#:17465)
1700 POST OAK BLVD, HOUSTON, TX 77056
Registered with this firm since 10/16/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/16/2018 - 12/31/2021 FROST INVESTMENT SERVICES (CRD#:286129) HOUSTON, TX
IA
 01/18/2018 - 10/05/2018 PRINCIPAL SECURITIES, INC. (CRD#:1137) HOUSTON, TX
B
 09/07/2017 - 10/05/2018 PRINCIPAL SECURITIES, INC. (CRD#:1137) HOUSTON, TX
IA
 12/22/2009 - 08/30/2013 CAPITAL ONE FINANCIAL ADVISORS LLC (CRD#:127236) HOUSTON, TX
B
 12/14/2009 - 08/30/2013 CAPITAL ONE INVESTMENT SERVICES LLC (CRD#:25658) HOUSTON, TX
B
 03/27/2007 - 08/20/2008 J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CRD#:102920) HOUSTON, TX
IA
 01/24/2006 - 02/27/2007 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) HOUSTON, TX
B
 09/09/2005 - 02/27/2007 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) HOUSTON, TX
B
 01/15/2004 - 08/12/2005 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
 11/07/2002 - 09/29/2003 NEWPORT GROUP SECURITIES, INC. (CRD#:29722) LAKE MARY, FL
B
 11/23/2001 - 10/23/2002 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
 11/23/2001 - 12/12/2001 J.P. MORGAN SECURITIES INC. (CRD#:18718) NEW YORK, NY
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.