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Detailed Report
BILL LEE DAY
BILL L DAY
CRD#: 2301629
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 4400 W 109TH ST STE 250
OVERLAND PARK, KS 66211
CETERA ADVISOR NETWORKS LLCCRD#: 13572 4400 W 109TH ST STE 250
OVERLAND PARK, KS 66211
Registration History
19952000200520102015202020252 FIRMS2013 - 2023 (10 years)3 FIRMS2023 - Present (1 year)BPRUDENTIAL ANNUITIES DISTRIBUT... (CRD# 21570)2008 - 2013 (4 years)BSUN LIFE FINANCIAL DISTRIBUTOR... (CRD# 5496)2005 - 2008 (3 years)BGUARDIAN INVESTOR SERVICES LLC (CRD# 6635)2004 - 2005 (<1 year)BJACKSON NATIONAL LIFE DISTRIBU... (CRD# 40178)2001 - 2003 (2 years)BNATIONAL PLANNING CORPORATION (CRD# 29604)2000 - 2003 (3 years)BGEORGE K. BAUM & COMPANY (CRD# 36354)1996 - 2000 (3 years)BBOATMEN'S INVESTMENT SERVICES,... (CRD# 17533)1994 - 1995 (<1 year)BEDWARD D. JONES & CO., L.P. (CRD# 250)1993 - 1994 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2023 - 2023 (<1 year)IAGENEOS WEALTH MANAGEMENT, INC. (CRD# 120894)2017 - 2018 (<1 year)
License(s)

State Registrations

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Arizona 4/3/2023
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Missouri 4/3/2023
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Arkansas 4/3/2023
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Nebraska 4/3/2023
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California 4/3/2023
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New Jersey 4/3/2023
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Colorado 4/3/2023
B
New Mexico 4/3/2023
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Florida 4/3/2023
B
New York 4/3/2023
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Georgia 4/3/2023
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Ohio 4/3/2023
B
Hawaii 4/3/2023
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Oklahoma 4/3/2023
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Idaho 4/3/2023
B
Oregon 4/3/2023
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Illinois 4/3/2023
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Pennsylvania 4/3/2023
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Iowa 4/3/2023
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South Carolina 4/3/2023
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Kansas 4/3/2023
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South Dakota 4/3/2023
IA
Kansas 4/3/2023
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Texas 4/3/2023
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Louisiana 4/3/2023
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Texas 4/3/2023
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Maryland 4/3/2023
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Virginia 4/3/2023
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Minnesota 4/3/2023
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Washington 4/3/2023

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
4400 W 109TH ST STE 250, OVERLAND PARK, KS 66211
Registered with this firm since 6/29/2023
IA
CWM, LLC (CRD#:155344)
4400 W. 109th Street, Ste. 250, Overland Park, KS 66211
Registered with this firm since 4/3/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
4400 W 109TH ST STE 250, OVERLAND PARK, KS 66211
Registered with this firm since 4/3/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/09/2023 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) Overland Park, KS
IA
 02/04/2013 - 05/31/2023 INTEGRATED WEALTH ADVISORY SERVICES, INC. (CRD#:115821) OVERLAND PARK, KS
B
 01/03/2013 - 04/05/2023 GENEOS WEALTH MANAGEMENT, INC. (CRD#:120894) OVERLAND PARK, KS
IA
 09/15/2017 - 01/12/2018 GENEOS WEALTH MANAGEMENT, INC. (CRD#:120894) OVERLAND PARK, KS
B
 05/07/2008 - 01/29/2013 PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (CRD#:21570) SHELTON, CT
B
 04/14/2005 - 05/02/2008 SUN LIFE FINANCIAL DISTRIBUTORS, INC. (CRD#:5496) WELLESLEY HILLS, MA
B
 08/16/2004 - 03/04/2005 GUARDIAN INVESTOR SERVICES LLC (CRD#:6635) NEW YORK, NY
B
 03/20/2001 - 09/15/2003 JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (CRD#:40178) FRANKLIN, TN
B
 01/13/2000 - 09/08/2003 NATIONAL PLANNING CORPORATION (CRD#:29604) LOS ANGELES, CA
B
 11/01/1996 - 01/03/2000 GEORGE K. BAUM & COMPANY (CRD#:36354) KANSAS CITY, MO
B
 07/21/1994 - 03/31/1995 BOATMEN'S INVESTMENT SERVICES, INC. (CRD#:17533) ST. LOUIS, MO
B
 10/14/1993 - 07/06/1994 EDWARD D. JONES & CO., L.P. (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.