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MATTHEW STEVEN GAER
MATT GAER
CRD#: 2301493
IA
Investment Adviser
B
Broker
AEGIS CAPITAL CORP.CRD#: 15007 2255 GLADES RD.
SUITES 319 and 324A
BOCA RATON, FL 33431
Registration History
19952000200520102015202020252 FIRMS1993 - 1993 (<1 year)2 FIRMS2011 - 2013 (2 years)2 FIRMS2013 - 2016 (3 years)2 FIRMS2016 - Present (8 years)BOPPENHEIMER & CO. INC. (CRD# 249)2003 - 2011 (7 years)BCARLIN EQUITIES CORP. (CRD# 31295)2001 - 2003 (1 year)BL.C. WEGARD & CO., INC. (CRD# 3722)1992 - 1992 (<1 year)IAOPPENHEIMER & CO. INC. (CRD# 249)2006 - 2011 (4 years)
Disclosure(s)
View By:
4/14/2020
Customer Dispute
Withdrawn
9/29/2019
Customer Dispute
Settled
License(s)

State Registrations

B
California 11/8/2016

B
Nebraska 4/19/2024

IA
California 2/22/2022

B
New Jersey 11/8/2016

B
Colorado 4/19/2024

B
New Mexico 3/28/2023

B
Florida 11/8/2016

B
New York 11/8/2016

IA
Florida 11/14/2016

IA
New York 7/6/2021

B
Georgia 11/12/2020

B
Oregon 7/18/2022

B
Idaho 2/22/2017

B
Pennsylvania 4/19/2024

B
Illinois 3/28/2017

B
Puerto Rico 8/3/2021

B
Indiana 4/19/2024

B
South Carolina 4/27/2023

B
Iowa 3/28/2019

B
Texas 4/19/2024

B
Louisiana 4/19/2024

B
Virginia 4/19/2024

B
Maryland 4/19/2024

B
Washington 11/14/2016

B
Massachusetts 4/19/2024

IA
Washington 2/11/2022

B
Missouri 12/15/2022

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AEGIS CAPITAL CORP. (CRD#:15007)
2255 GLADES RD. SUITES 319 and 324A, BOCA RATON, FL 33431
Registered with this firm since 11/14/2016

B
AEGIS CAPITAL CORP. (CRD#:15007)
2255 GLADES RD. SUITES 319 and 324A, BOCA RATON, FL 33431
Registered with this firm since 11/8/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/01/2013 - 11/09/2016 OPPENHEIMER & CO. INC. (CRD#:249) FORT LAUDERDALE, FL
B
01/25/2013 - 11/09/2016 OPPENHEIMER & CO. INC. (CRD#:249) FORT LAUDERDALE, FL
IA
01/24/2011 - 02/01/2013 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) PLANTATION, FL
B
01/14/2011 - 02/01/2013 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) PLANTATION, FL
IA
05/08/2006 - 01/19/2011 OPPENHEIMER & CO. INC. (CRD#:249) FORT LAUDERDALE, FL
B
10/13/2003 - 01/19/2011 OPPENHEIMER & CO. INC. (CRD#:249) FORT LAUDERDALE, FL
B
05/15/2001 - 04/01/2003 CARLIN EQUITIES CORP. (CRD#:31295) NEW YORK, NY
B
07/27/1993 - 12/23/1993 TAMARON INVESTMENTS, INC. (CRD#:14929)
B
03/09/1993 - 07/14/1993 BEAR, STEARNS & CO. INC. (CRD#:79)
B
12/04/1992 - 12/19/1992 L.C. WEGARD & CO., INC. (CRD#:3722)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.