Individual Firm
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KEITH PATRICK MIKITIN
KEITH P MIKITIN
CRD#: 2301462
IA
B
EDWARD JONESCRD#: 250 12555 MANCHESTER ROAD
ST. LOUIS, MO 63131
ST. LOUIS, MO 63131
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1/1/1993
Criminal
Final Disposition
State Registrations
B
Missouri 4/13/2005
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Missouri 1/4/2017
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 1/4/2017
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Registered with this firm since 4/11/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/30/1996 - 01/26/2005 | ST. LOUIS, MO | |
B | 12/23/1992 - 03/03/1993 | NEW YORK, NY | |
B | 12/23/1992 - 03/03/1993 | NEW YORK, NY |
NEW YORK, NY
12/23/1992 - 03/03/1993
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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