Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
CONSTANCE ANN MARSHALL
CONSTANCE KLINGNER, CONNIE A MARSHALL, CONNIE A NEDS, CONSTANCE A NEDS
CRD#: 2301062
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 6 SOUTH SILVER ST
PAOLA, KS 66071
Registration History
1995200020052010201520202025IAEDWARD JONES (CRD# 250)2011 - Present (13 years)BEDWARD JONES (CRD# 250)2007 - Present (18 years)BEDWARD JONES (CRD# 250)2002 - 2005 (3 years)BMONY SECURITIES CORPORATION (CRD# 4386)1996 - 2001 (5 years)BEDWARD D. JONES & CO., L.P. (CRD# 250)1993 - 1995 (2 years)BPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)1993 - 1993 (<1 year)
License(s)

State Registrations

B
Alabama 4/16/2018
B
Missouri 2/16/2007
B
Arizona 2/16/2007
B
Montana 4/30/2018
B
Arkansas 2/16/2007
B
Nebraska 2/16/2007
B
California 2/16/2007
B
New Mexico 8/9/2011
B
Colorado 2/16/2007
B
New York 2/16/2007
B
District of Columbia 6/25/2013
B
Ohio 5/12/2010
B
Florida 2/16/2007
B
Oklahoma 2/16/2007
B
Georgia 8/15/2014
B
Oregon 1/6/2021
B
Hawaii 1/5/2015
B
Rhode Island 1/12/2021
B
Idaho 3/31/2021
B
South Carolina 2/16/2007
B
Illinois 2/16/2007
B
South Dakota 9/14/2009
B
Indiana 2/16/2007
B
Texas 2/16/2007
B
Iowa 2/16/2007
IA
Texas 1/9/2019
B
Kansas 2/16/2007
B
Utah 7/29/2019
IA
Kansas 8/31/2011
B
Virginia 2/16/2007
B
Louisiana 12/9/2009
B
Washington 7/22/2013
B
Massachusetts 10/9/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
6 SOUTH SILVER ST, PAOLA, KS 66071
Registered with this firm since 8/31/2011
B
EDWARD JONES (CRD#:250)
6 SOUTH SILVER ST, PAOLA, KS 66071
Registered with this firm since 2/16/2007
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/12/2002 - 09/14/2005 EDWARD JONES (CRD#:250) ST. LOUIS, MO
B
 03/29/1996 - 11/01/2001 MONY SECURITIES CORPORATION (CRD#:4386) NEW YORK, NY
B
 07/10/1993 - 07/10/1995 EDWARD D. JONES & CO., L.P. (CRD#:250) ST. LOUIS, MO
B
 02/02/1993 - 05/10/1993 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) ST. CLOUD, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.