Individual Firm
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DANIEL GORDON SHULER
CRD#: 2300291
IA
B
MORGAN STANLEYCRD#: 149777 100 North Westlake Boulevard
Suite 200
Westlake Village, CA 91362
Suite 200
Westlake Village, CA 91362
0
Disclosures
32
Years of Experience
View By:
State Registrations
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Arizona 1/28/2020
B
Nevada 6/1/2009
B
California 6/1/2009
B
New Jersey 6/1/2009
IA
California 6/1/2009
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New York 6/1/2009
B
Colorado 7/18/2014
B
North Carolina 5/27/2022
B
Connecticut 1/11/2019
B
Ohio 8/25/2020
B
District of Columbia 6/20/2023
B
Oklahoma 8/27/2018
B
Florida 4/23/2018
B
Oregon 6/20/2019
B
Georgia 2/11/2016
B
Pennsylvania 12/6/2017
B
Idaho 10/2/2017
B
Puerto Rico 1/13/2021
B
Illinois 6/1/2009
B
South Carolina 4/30/2019
IA
Illinois 6/1/2009
B
Tennessee 8/25/2021
B
Indiana 7/17/2018
B
Texas 6/1/2009
B
Maryland 2/28/2014
IA
Texas 6/1/2009
B
Massachusetts 6/1/2009
B
Utah 6/1/2009
B
Michigan 1/20/2021
B
Virginia 6/1/2009
B
Minnesota 6/1/2009
B
Washington 6/1/2009
B
Missouri 8/9/2016
B
Wisconsin 5/15/2017
B
Montana 8/24/2020
SRO Registrations
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | WOODLAND HILLS, CA | |
B | 04/02/2007 - 06/01/2009 | WOODLAND HILLS, CA | |
IA | 12/02/2005 - 04/02/2007 | WOODLAND HILLS, CA | |
B | 12/02/2005 - 04/02/2007 | WOODLAND HILLS, CA | |
IA | 01/24/2000 - 12/20/2005 | BEVERLY HILLS, CA | |
B | 07/30/1999 - 12/20/2005 | WEEHAWKEN, NJ | |
B | 09/04/1996 - 08/29/1999 | NEW YORK, NY | |
B | 12/17/1992 - 09/13/1996 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.