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Detailed Report
JOANNE MARIE WELKER
JOANNE MARIE PIJUT, JOANNE MARIE WELKER MRS
CRD#: 2300075
IA
Investment Adviser
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Broker
BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDCRD#: 146936 Defiance, MO
Registration History
1995200020052010201520202025IABENJAMIN F. EDWARDS & COMPANY,... (CRD# 146936)2010 - Present (14 years)BBENJAMIN F. EDWARDS & COMPANY,... (CRD# 146936)2009 - Present (15 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2006 - 2006 (<1 year)BWADDELL & REED, INC. (CRD# 866)1992 - 1994 (1 year)IABFE ASSET MANAGEMENT, LLC (CRD# 148578)2009 - 2010 (1 year)
License(s)

State Registrations

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Colorado 2/3/2010
IA
Missouri 5/21/2010
B
Florida 12/16/2019
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North Carolina 6/28/2017
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Illinois 5/27/2010
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Texas 1/5/2022
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Missouri 2/3/2010
IA
Texas 1/5/2022

SRO Registrations

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 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED (CRD#:146936)
Defiance, MO
ONE NORTH BRENTWOOD BOULEVARD SUITE 850, ST. LOUIS, MO 63105
Registered with this firm since 5/21/2010
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BENJAMIN F. EDWARDS & COMPANY, INC. (CRD#:146936)
Defiance, MO
ONE NORTH BRENTWOOD BLVD, SUITE 850, ST. LOUIS, MO 63105
Registered with this firm since 8/13/2009
Previous Registration(s)
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 05/04/2009 - 05/24/2010 BFE ASSET MANAGEMENT, LLC (CRD#:148578) ST. LOUIS, MO
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 04/06/2006 - 04/11/2006 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
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 12/07/1992 - 03/08/1994 WADDELL & REED, INC. (CRD#:866)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.