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Detailed Report
JAMIE MACKINNON HOLMAN
JAMIE M HOLMAN
CRD#: 2298855
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2501 20TH PL S STE 350
BIRMINGHAM, AL 35223
Registration History
19952000200520102015202020252 FIRMS2008 - 2020 (11 years)2 FIRMS2020 - Present (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1992 - 2008 (16 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1993 - 2008 (15 years)
License(s)

State Registrations

IA
Alabama 6/16/2020
B
Nevada 6/12/2024
B
Alabama 6/17/2020
B
New Hampshire 7/29/2022
B
Alaska 5/23/2024
B
New Jersey 12/11/2020
B
Arizona 6/12/2024
B
New York 6/16/2020
B
Arkansas 6/16/2020
B
North Carolina 6/16/2020
B
California 6/16/2020
B
Ohio 7/6/2020
B
Colorado 12/11/2020
B
Oklahoma 7/15/2020
B
Delaware 7/22/2020
B
Oregon 6/16/2020
B
District of Columbia 6/16/2020
B
Pennsylvania 6/16/2020
B
Florida 6/16/2020
B
South Carolina 6/16/2020
B
Georgia 6/16/2020
B
Tennessee 6/16/2020
B
Illinois 6/16/2020
B
Texas 6/16/2020
B
Indiana 5/23/2024
IA
Texas 6/16/2020
B
Kentucky 6/16/2020
B
Utah 6/14/2024
B
Louisiana 7/28/2023
B
Virginia 6/16/2020
B
Maine 6/16/2020
B
Washington 12/11/2020
B
Maryland 5/23/2024
B
West Virginia 10/12/2023
B
Massachusetts 6/16/2020
B
Wisconsin 5/23/2024
B
Mississippi 6/16/2020

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2501 20TH PL S STE 350, BIRMINGHAM, AL 35223
Registered with this firm since 6/16/2020
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2501 20TH PL S STE 350, BIRMINGHAM, AL 35223
Registered with this firm since 6/16/2020
Previous Registration(s)
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IA
 11/11/2008 - 07/09/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) BIRMINGHAM, AL
B
 11/11/2008 - 07/09/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) BIRMINGHAM, AL
IA
 10/28/1993 - 11/13/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BIRMINGHAM, AL
B
 11/30/1992 - 11/13/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BIRMINGHAM, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.