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Detailed Report
KAREN MEYER HOLLAND
KAREN EUBANKS, KAREN KRISTY HOLLAND, KAREN KRISTY MEYER
CRD#: 2298337
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Investment Adviser
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Previous Broker
COPPELL ADVISORY SOLUTIONS LLCCRD#: 156549 123 N Main St
Belmont, NC 28012
Registration History
19952000200520102015202020252 FIRMS1998 - 1999 (<1 year)2 FIRMS2004 - 2005 (1 year)2 FIRMS2006 - 2008 (2 years)2 FIRMS2010 - 2014 (3 years)2 FIRMS2020 - 2023 (2 years)IACOPPELL ADVISORY SOLUTIONS LLC (CRD# 156549)2023 - Present (1 year)BCAPE SECURITIES INC. (CRD# 7072)2019 - 2020 (1 year)BG.F. INVESTMENT SERVICES, LLC (CRD# 132939)2014 - 2019 (4 years)BJ.P. TURNER & COMPANY, L.L.C. (CRD# 43177)2008 - 2010 (2 years)BSOUTHEAST INVESTMENTS, N.C., INC. (CRD# 43035)2005 - 2006 (1 year)BUVEST FINANCIAL SERVICES GROUP... (CRD# 13787)1999 - 2004 (4 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1999 - 1999 (<1 year)BINDEPENDENT FINANCIAL SECURITI... (CRD# 19924)1998 - 1998 (<1 year)BBB&T INVESTMENT SERVICES, INC. (CRD# 33856)1996 - 1998 (2 years)BBB&T INVESTMENT SERVICES OF SO... (CRD# 36257)1995 - 1998 (2 years)BBB&T INVESTMENT SERVICES, INC. (CRD# 33856)1995 - 1995 (<1 year)BSOUTHERN NATIONAL INVESTMENT S... (CRD# 30881)1994 - 1995 (1 year)BINTERSTATE/JOHNSON LANE CORPOR... (CRD# 431)1993 - 1994 (1 year)IACAPE INVESTMENT ADVISORY, INC. (CRD# 146384)2020 - 2020 (<1 year)IAHOBART PRIVATE CAPITAL, LLC (CRD# 168494)2018 - 2019 (1 year)IAGLOBAL FINANCIAL PRIVATE CAPIT... (CRD# 132070)2014 - 2018 (3 years)IAJ P TURNER & COMPANY CAPITAL M... (CRD# 124446)2009 - 2010 (1 year)
Disclosure(s)
View By:
5/17/2011
Customer Dispute
Closed-No Action
7/5/2006
Employment Separation After Allegations
License(s)

State Registrations

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North Carolina 5/22/2023
Current Registration(s)
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COPPELL ADVISORY SOLUTIONS LLC (CRD#:156549)
123 N Main St, Belmont, NC 28012
Registered with this firm since 5/22/2023
Previous Registration(s)
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 10/22/2020 - 05/23/2023 DEMPSEY LORD SMITH, LLC (CRD#:141238) Charlotte, NC
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 10/22/2020 - 05/23/2023 DEMPSEY LORD SMITH, LLC (CRD#:141238) CHARLOTTE, NC
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 09/21/2020 - 10/26/2020 CAPE INVESTMENT ADVISORY, INC. (CRD#:146384) Charlotte, NC
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 05/10/2019 - 10/26/2020 CAPE SECURITIES INC. (CRD#:7072) Charlotte, NC
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 02/15/2018 - 11/04/2019 HOBART PRIVATE CAPITAL, LLC (CRD#:168494) CHARLOTTE, NC
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 09/15/2014 - 04/17/2019 G.F. INVESTMENT SERVICES, LLC (CRD#:132939) CHARLOTTE, NC
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 09/16/2014 - 02/14/2018 GLOBAL FINANCIAL PRIVATE CAPITAL, LLC (CRD#:132070) CHARLOTTE, NC
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 10/28/2010 - 09/15/2014 KALOS MANAGEMENT (CRD#:133025) BELMONT, GA
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 10/28/2010 - 09/15/2014 KALOS CAPITAL, INC. (CRD#:44337) BELMONT, NC
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 04/16/2009 - 11/08/2010 J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC (CRD#:124446) MATTHEWS, NC
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 10/15/2008 - 11/08/2010 J.P. TURNER & COMPANY, L.L.C. (CRD#:43177) MATTHEWS, NC
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 12/15/2006 - 10/14/2008 ING FINANCIAL PARTNERS, INC (CRD#:2882) MATTHEWS, NC
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 10/05/2006 - 10/14/2008 ING FINANCIAL PARTNERS, INC. (CRD#:2882) MATTHEWS, NC
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 07/19/2005 - 07/05/2006 SOUTHEAST INVESTMENTS, N.C., INC. (CRD#:43035) CHARLOTTE, NC
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 02/25/2004 - 07/12/2005 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) HUNTERSVILLE, NC
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 02/13/2004 - 07/12/2005 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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 05/10/1999 - 02/20/2004 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) CHARLOTTE, NC
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 02/23/1999 - 05/18/1999 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
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 08/03/1998 - 03/03/1999 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
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 03/04/1998 - 02/24/1999 SOUTHTRUST SECURITIES, INC. (CRD#:17922) BIRMINGHAM, AL
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 03/16/1998 - 08/03/1998 INDEPENDENT FINANCIAL SECURITIES, INC. (CRD#:19924)
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 03/12/1996 - 03/10/1998 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) CHARLOTTE, NC
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 07/20/1995 - 03/10/1998 BB&T INVESTMENT SERVICES OF SOUTH CAROLINA, INC. (CRD#:36257)
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 07/03/1995 - 07/24/1995 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) CHARLOTTE, NC
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 07/07/1994 - 07/03/1995 SOUTHERN NATIONAL INVESTMENT SERVICES, INC. (CRD#:30881) CHARLOTTE, NC
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 02/24/1993 - 07/01/1994 INTERSTATE/JOHNSON LANE CORPORATION (CRD#:431) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.