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CYNTHIA KLEIN GOLDBERG
CYNTHIA KLEIN GOLDBERG, CYNTHIA KLEIN
CRD#: 2297055
IA
B
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 1122 KENILWORTH DR.
#305
TOWSON, MD 21204
#305
TOWSON, MD 21204
LPL FINANCIAL LLCCRD#: 6413 1122 KENILWORTH DR, STE 305
TOWSON, MD 21204
TOWSON, MD 21204
0
Disclosures
32
Years of Experience
View By:
State Registrations
B
California 5/18/2012
B
Massachusetts 1/5/2015
B
District of Columbia 6/22/2023
IA
Massachusetts 9/29/2020
B
Florida 5/18/2012
B
New York 5/18/2012
B
Illinois 5/10/2023
B
Pennsylvania 5/18/2012
B
Maryland 5/18/2012
B
Utah 1/7/2020
IA
Maryland 5/18/2012
B
Virginia 5/10/2023
SRO Registrations
B
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B
Registered with this firm since 5/18/2012
IA
Registered with this firm since 5/18/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/19/2006 - 05/18/2012 | TOWSON, MD | |
B | 10/19/2006 - 05/18/2012 | TOWSON, MD | |
IA | 01/28/2002 - 10/23/2006 | BALTIMORE, MD | |
B | 12/03/2001 - 10/23/2006 | BALTIMORE, MD | |
B | 01/04/1993 - 11/30/2001 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.