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HENRY FRANK MATULA JR
HANK MATULA
CRD#: 2296702
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 5775 N SAM HOUSTON PKWY W
HOUSTON, TX 77086
Registration History
19952000200520102015202020252 FIRMS1998 - 2009 (11 years)2 FIRMS2009 - Present (15 years)BNATIONSSECURITIES (CRD# 32542)1993 - 1998 (4 years)BTHE VARIABLE ANNUITY MARKETING... (CRD# 5081)1992 - 1993 (<1 year)
Disclosure(s)
View By:
11/7/2000
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 1/15/2016

B
Nevada 6/29/2022

B
Arizona 10/23/2009

B
New Hampshire 6/20/2024

B
Arkansas 6/9/2015

B
New Jersey 3/31/2021

B
California 10/23/2009

B
New Mexico 12/18/2019

B
Colorado 3/29/2011

B
New York 10/23/2009

B
Delaware 1/25/2018

B
North Carolina 10/23/2009

B
Florida 10/23/2009

B
Ohio 10/23/2009

IA
Georgia 10/23/2009

B
Oklahoma 8/28/2020

B
Georgia 6/12/2019

B
Oregon 8/23/2013

B
Illinois 4/22/2024

B
South Dakota 2/1/2024

B
Kansas 4/21/2022

B
Tennessee 8/29/2023

B
Kentucky 1/24/2023

B
Texas 10/23/2009

B
Louisiana 10/23/2009

IA
Texas 10/23/2009

B
Maine 10/15/2012

B
Utah 1/10/2019

B
Michigan 2/14/2013

B
Virginia 1/14/2014

B
Missouri 2/27/2014

B
Washington 9/22/2017

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5775 N SAM HOUSTON PKWY W, HOUSTON, TX 77086
Registered with this firm since 10/23/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5775 N SAM HOUSTON PKWY W, HOUSTON, TX 77086
Registered with this firm since 10/23/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/01/1998 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) HOUSTON, TX
B
01/01/1998 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) HOUSTON, TX
B
09/03/1993 - 01/01/1998 NATIONSSECURITIES (CRD#:32542)
B
11/24/1992 - 07/13/1993 THE VARIABLE ANNUITY MARKETING COMPANY (CRD#:5081) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.