View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 08/19/2021 - 05/12/2022 | SANTA TERESA, NM | |
B | 08/16/2021 - 05/12/2022 | SANTA TERESA, NM | |
IA | 10/15/2010 - 08/17/2021 | LAS CRUCES, NM | |
B | 05/16/2013 - 08/16/2021 | EL PASO, TX | |
B | 12/18/2009 - 05/16/2013 | EL PASO, TX | |
IA | 04/05/2010 - 10/15/2010 | LAS CRUCES, NM | |
IA | 12/18/2009 - 03/18/2010 | EL PASO, TX | |
IA | 01/18/2005 - 12/31/2007 | CHICAGO, IL | |
B | 01/18/2005 - 12/31/2007 | CHICAGO, IL | |
B | 08/17/2004 - 01/03/2005 | AUSTIN, TX | |
IA | 03/03/2001 - 06/14/2004 | JACKSON, MS | |
B | 02/15/2001 - 06/14/2004 | NEW YORK, NY | |
B | 03/08/1999 - 01/26/2001 | BOSTON, MA | |
B | 02/22/1993 - 09/25/1997 | ||
B | 02/22/1993 - 05/01/1997 | BOSTON, MA |