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SHANNON LEE BECK
SHANNON BECK, SHANNON LEE BECK-DAUENHAUER, SHANNON BECK-DAUENHAUER, Shannon Lee Beck, SHANNON LEE CRUZ
CRD#: 2294584
IA
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MORGAN STANLEYCRD#: 149777 500 108th Avenue, North East
Suite 1900
Bellevue, WA 98004
Suite 1900
Bellevue, WA 98004
0
Disclosures
31
Years of Experience
View By:
State Registrations
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Alabama 4/19/2023
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Nevada 4/19/2023
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Alaska 4/19/2023
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New Hampshire 4/19/2023
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Arizona 4/19/2023
B
New Jersey 4/19/2023
B
Arkansas 4/19/2023
B
New Mexico 4/19/2023
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California 4/19/2023
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New York 4/19/2023
B
Colorado 4/19/2023
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North Carolina 4/19/2023
B
Connecticut 4/19/2023
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North Dakota 4/19/2023
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Delaware 4/19/2023
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Ohio 4/19/2023
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District of Columbia 4/19/2023
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Oklahoma 4/19/2023
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Florida 4/19/2023
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Oregon 4/19/2023
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Georgia 4/19/2023
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Pennsylvania 4/19/2023
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Hawaii 4/19/2023
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Puerto Rico 4/19/2023
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Idaho 4/19/2023
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Rhode Island 4/19/2023
B
Illinois 4/19/2023
B
South Carolina 4/19/2023
B
Indiana 4/19/2023
B
South Dakota 4/19/2023
B
Iowa 4/19/2023
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Tennessee 4/19/2023
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Kansas 4/19/2023
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Texas 4/19/2023
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Kentucky 4/19/2023
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Texas 4/19/2023
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Louisiana 4/19/2023
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Utah 4/19/2023
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Maine 4/19/2023
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Vermont 4/19/2023
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Maryland 4/19/2023
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Virgin Islands 4/19/2023
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Massachusetts 4/19/2023
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Virginia 4/19/2023
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Michigan 4/19/2023
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Washington 4/19/2023
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Minnesota 4/19/2023
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Washington 4/19/2023
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Mississippi 4/19/2023
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West Virginia 4/19/2023
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Missouri 4/19/2023
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Wisconsin 4/19/2023
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Montana 4/19/2023
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Wyoming 4/19/2023
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Nebraska 4/19/2023
SRO Registrations
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Registered with this firm since 4/19/2023
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Registered with this firm since 4/19/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/16/2019 - 03/24/2023 | BELLEVUE, WA | |
B | 10/16/2019 - 03/24/2023 | BELLEVUE, WA | |
B | 05/30/2019 - 06/26/2019 | PORTLAND, OR | |
IA | 06/01/2009 - 08/27/2018 | SALEM, OR | |
B | 06/01/2009 - 08/27/2018 | SALEM, OR | |
IA | 09/04/2008 - 06/01/2009 | SALEM, OR | |
B | 09/04/2008 - 06/01/2009 | SALEM, OR | |
IA | 04/22/2002 - 09/11/2008 | PORTLAND, OR | |
B | 06/20/2001 - 09/11/2008 | PORTLAND, OR | |
B | 08/19/1994 - 07/10/2001 | MINNEAPOLIS, MN | |
B | 07/31/1993 - 09/01/1994 | NEW YORK, NY | |
B | 02/10/1993 - 07/31/1993 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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