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Detailed Report
JOEL PARTYKA RILEY
JOEL P RILEY
CRD#: 2293413
IA
Investment Adviser
HIGHPOINT PLANNING PARTNERSCRD#: 316636 3140 FINLEY RD
SUITE C
DOWNERS GROVE, IL 60515
Registration History
20132014201520162017201820192020202120222023202420252026IAHIGHPOINT PLANNING PARTNERS (CRD# 316636)2021 - Present (3 years)IAHIGHPOINT PLANNING PARTNERS (CRD# 163768)2013 - 2021 (8 years)IAPATRICIA A. HEATH & ASSOCIATES... (CRD# 140389)2014 - 2015 (1 year)
License(s)

State Registrations

IA
Illinois 12/8/2021
Current Registration(s)
IA
HIGHPOINT PLANNING PARTNERS (CRD#:316636)
3140 FINLEY RD SUITE C, DOWNERS GROVE, IL 60515
Registered with this firm since 12/8/2021
Previous Registration(s)
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IA
 06/19/2013 - 12/31/2021 HIGHPOINT PLANNING PARTNERS (CRD#:163768) DOWNERS GROVE, IL
IA
 11/17/2014 - 12/31/2015 PATRICIA A. HEATH & ASSOCIATES, INC. (CRD#:140389) NORTHFIELD, IL
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.