Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KURT FRANK CARRASQUILLA
CRD#: 2293377
IA
B
MORGAN STANLEYCRD#: 149777 225 West Santa Clara Street
Suite 900
San Jose, CA 95113
Suite 900
San Jose, CA 95113
0
Disclosures
31
Years of Experience
View By:
State Registrations
B
Alaska 11/29/2018
B
Michigan 7/7/2017
B
Arizona 2/11/2016
B
Montana 11/29/2018
B
Arkansas 11/29/2018
B
Nevada 6/1/2009
B
California 6/1/2009
B
New Hampshire 11/29/2018
IA
California 6/1/2009
B
New Jersey 1/22/2024
B
Colorado 2/25/2015
B
New Mexico 2/11/2016
B
Delaware 11/29/2018
B
New York 4/3/2014
B
District of Columbia 8/21/2018
B
North Carolina 12/28/2015
B
Florida 11/6/2014
B
Ohio 1/4/2017
B
Georgia 2/16/2018
B
Oregon 6/1/2009
B
Hawaii 1/24/2017
B
Pennsylvania 1/19/2016
B
Idaho 10/24/2014
B
South Carolina 11/29/2018
B
Illinois 11/29/2018
B
Texas 2/11/2016
B
Indiana 1/2/2018
IA
Texas 2/20/2020
B
Kansas 7/23/2014
B
Vermont 11/29/2018
B
Kentucky 4/3/2018
B
Virginia 10/3/2014
B
Maryland 2/11/2016
B
Washington 6/1/2009
B
Massachusetts 3/4/2015
B
Wisconsin 5/25/2018
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/08/1997 - 06/01/2009 | SAN JOSE, CA | |
B | 12/17/1993 - 06/01/2009 | SAN JOSE, CA | |
B | 11/23/1992 - 12/24/1992 | LOS ANGELES, CA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.