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MICHAEL GRAY SCHIPPER
MICHAEL SCHIPPER
CRD#: 2291548
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 345 CALIFORNIA STREET
SAN FRANCISCO, CA 94104-2642
Registration History
19952000200520102015202020252 FIRMS2009 - 2014 (5 years)2 FIRMS2014 - 2016 (1 year)2 FIRMS2016 - Present (9 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2009 (9 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1993 - 1999 (6 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2009 (8 years)
Disclosure(s)
View By:
3/19/2004
Customer Dispute
Denied
9/2/1997
Customer Dispute
Denied
License(s)

State Registrations

B
California 1/5/2016

B
North Carolina 1/5/2016

IA
California 1/6/2016

B
Texas 1/5/2016

B
Massachusetts 8/28/2023

IA
Texas 1/6/2016

B
New York 1/5/2016

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
345 CALIFORNIA STREET, SAN FRANCISCO, CA 94104-2642
Tiburon, CA
Registered with this firm since 1/6/2016

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
345 CALIFORNIA STREET, SAN FRANCISCO, CA 94104-2642
Tiburon, CA
Registered with this firm since 1/5/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/03/2014 - 01/21/2016 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) SAN FRANCISCO, CA
B
11/03/2014 - 01/21/2016 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) SAN FRANCISCO, CA
IA
06/01/2009 - 10/27/2014 MORGAN STANLEY (CRD#:149777) OAKLAND, CA
B
06/01/2009 - 10/27/2014 MORGAN STANLEY (CRD#:149777) OAKLAND, CA
IA
10/13/2000 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN FRANCISCO, CA
B
07/08/1999 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN FRANCISCO, CA
B
02/05/1993 - 07/19/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.