Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JAMES TROY SCHIERMEYER
J TROY SCHIERMEYER II, JAMES T SCHIERMEYER II, TROY SCHIERMEYER, Schiermeyer
CRD#: 2291530
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 100 CRESCENT CT
FL 10
DALLAS, TX 75201
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 100 CRESCENT CT
FL 10
DALLAS, TX 75201
Registration History
19952000200520102015202020252 FIRMS1992 - 2015 (22 years)2 FIRMS2016 - 2021 (5 years)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2020 - Present (4 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 1/23/2022
B
Nebraska 1/23/2022
B
Alaska 1/23/2022
B
Nevada 1/23/2022
B
Arizona 1/23/2022
B
New Hampshire 1/23/2022
B
Arkansas 1/23/2022
B
New Jersey 1/23/2022
B
California 1/23/2022
B
New Mexico 1/23/2022
B
Colorado 1/23/2022
B
New York 1/23/2022
B
Connecticut 1/23/2022
B
North Carolina 1/23/2022
B
Delaware 1/23/2022
B
North Dakota 1/23/2022
B
District of Columbia 1/23/2022
B
Ohio 1/23/2022
B
Florida 1/23/2022
B
Oklahoma 1/23/2022
B
Georgia 1/23/2022
B
Oregon 1/23/2022
B
Hawaii 1/23/2022
B
Pennsylvania 1/23/2022
B
Idaho 1/23/2022
B
Puerto Rico 1/23/2022
B
Illinois 1/23/2022
B
Rhode Island 1/23/2022
B
Indiana 1/23/2022
B
South Carolina 1/23/2022
B
Iowa 1/23/2022
B
South Dakota 1/23/2022
B
Kansas 1/23/2022
B
Tennessee 1/23/2022
B
Kentucky 1/23/2022
B
Texas 12/11/2019
B
Louisiana 2/17/2021
IA
Texas 12/11/2020
B
Maine 1/23/2022
B
Utah 1/23/2022
B
Maryland 1/23/2022
B
Vermont 1/23/2022
B
Massachusetts 1/23/2022
B
Virgin Islands 1/23/2022
B
Michigan 1/23/2022
B
Virginia 2/17/2021
B
Minnesota 1/23/2022
B
Washington 1/23/2022
B
Mississippi 1/23/2022
B
West Virginia 1/23/2022
B
Missouri 1/23/2022
B
Wisconsin 1/23/2022
B
Montana 1/23/2022
B
Wyoming 1/23/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
100 CRESCENT CT FL 10, DALLAS, TX 75201
Registered with this firm since 12/11/2020
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
100 CRESCENT CT FL 10, DALLAS, TX 75201
DALLAS, TX
Registered with this firm since 12/11/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/20/2016 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 01/20/2016 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 12/21/1992 - 05/05/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
B
 12/11/1992 - 05/05/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.