Individual Firm
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GILBERT B HERRICK JR
GIL HERRICK
CRD#: 2291521
IA
B
MOMENTUM INDEPENDENT NETWORK INC.CRD#: 17587 7001 PRESTON RD
SUITE 300, LB 32
DALLAS, TX 75205
SUITE 300, LB 32
DALLAS, TX 75205
View By:
5/21/2000
Customer Dispute
Denied
State Registrations
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Alabama 8/19/2015
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Mississippi 8/19/2015
B
Alaska 8/19/2015
B
Missouri 1/16/2003
B
Arizona 5/5/2003
B
Montana 1/3/2007
IA
Arizona 5/28/2020
B
Nebraska 8/19/2015
B
Arkansas 11/14/2013
B
Nevada 8/19/2015
IA
Arkansas 5/27/2020
B
New Hampshire 8/19/2015
B
California 5/3/2004
B
New Jersey 9/6/2012
IA
California 5/27/2020
B
New Mexico 2/23/2006
B
Colorado 2/20/2007
IA
New Mexico 5/27/2020
IA
Colorado 5/28/2020
B
New York 1/16/2003
B
Connecticut 8/19/2015
B
North Carolina 8/21/2015
IA
Connecticut 5/28/2020
IA
North Carolina 5/26/2020
B
Delaware 8/19/2015
B
North Dakota 5/26/2020
B
Florida 1/31/2005
B
Ohio 5/27/2020
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Florida 5/27/2020
B
Oklahoma 1/4/2007
B
Georgia 8/19/2015
IA
Oklahoma 5/28/2020
B
Hawaii 6/14/2023
B
Oregon 8/19/2015
B
Idaho 4/7/2010
IA
Oregon 5/26/2020
B
Illinois 8/19/2015
B
Pennsylvania 4/6/2011
B
Indiana 8/19/2015
B
South Carolina 8/19/2015
B
Iowa 8/19/2015
B
South Dakota 8/19/2015
B
Kansas 8/19/2015
B
Tennessee 9/19/2024
B
Kentucky 8/19/2015
B
Texas 1/16/2003
B
Louisiana 5/5/2010
IA
Texas 10/20/2005
B
Maryland 8/19/2015
B
Utah 8/19/2015
B
Massachusetts 8/19/2015
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Virginia 8/19/2015
B
Michigan 8/19/2015
B
Washington 1/16/2003
B
Minnesota 7/28/2004
B
Wisconsin 8/19/2015
IA
Minnesota 5/27/2020
B
Wyoming 8/19/2015
SRO Registrations
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IA
Registered with this firm since 6/22/2005
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Registered with this firm since 1/16/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/16/2003 - 12/31/2003 | DALLAS, TX | |
IA | 07/06/2001 - 01/16/2003 | PLANO, TX | |
B | 07/06/2001 - 01/16/2003 | NEW YORK, NY | |
B | 01/04/1993 - 07/06/2001 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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