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Detailed Report
CHARLES SHERWOOD COOPER III
CHARLES SHERWOOD III COOPER, CHUCK COOPER III
CRD#: 2290910
IA
Investment Adviser
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Previous Broker
STRONGBOX WEALTH, LLCCRD#: 304952 3470 NE RALPH POWELL ROAD
SUITE A
LEE'S SUMMIT, MO 64064
Registration History
1995200020052010201520202025IASTRONGBOX WEALTH, LLC (CRD# 304952)2019 - Present (5 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2019 - 2022 (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - 2019 (11 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1997 - 2008 (10 years)BEDWARD D. JONES & CO., L.P. (CRD# 250)1993 - 1997 (4 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2010 - 2019 (9 years)
Disclosure(s)
View By:
6/23/2000
Customer Dispute
Denied
License(s)

State Registrations

IA
Missouri 9/9/2019
IA
Texas 12/17/2019
Current Registration(s)
IA
STRONGBOX WEALTH, LLC (CRD#:304952)
3470 NE RALPH POWELL ROAD SUITE A, LEE'S SUMMIT, MO 64064
Registered with this firm since 9/9/2019
Previous Registration(s)
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 08/23/2019 - 07/29/2022 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) Lee's Summit, MO
IA
 02/09/2010 - 08/27/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LEES SUMMIT, MO
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 01/01/2008 - 08/27/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LEES SUMMIT, MO
B
 08/08/1997 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) INDEPENDENCE, MO
B
 08/19/1993 - 08/11/1997 EDWARD D. JONES & CO., L.P. (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.