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Kevin Ross
KEVIN M ROSS, KEVIN MICHAEL ROSS
CRD#: 2290136
IA
Investment Adviser
B
Broker
CARDEA CAPITAL ADVISORS, LLCCRD#: 307600 2520 NORTHWINDS PARKWAY
SUITE 315
ALPHARETTA, GA 30009
INNOVATION PARTNERS LLCCRD#: 146344 333 E, City Ave
Suite 300
Bala Cynwyd, PA 19004
Registration History
19952000200520102015202020252 FIRMS2001 - 2001 (<1 year)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2015 (3 years)2 FIRMS2015 - 2020 (4 years)2 FIRMS2023 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BSAXONY SECURITIES, INC. (CRD# 115547)2020 - 2021 (<1 year)BIWP INVESTMENTS, LLC (CRD# 113468)2001 - 2010 (9 years)BAXA ADVISORS, LLC (CRD# 6627)1992 - 2001 (8 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1992 - 2000 (7 years)IABRIDGEWAY WEALTH PARTNERS, LLC (CRD# 299810)2020 - 2023 (3 years)
Disclosure(s)
View By:
12/21/2011
Regulatory
Final
License(s)

State Registrations

B
Arizona 9/25/2024

IA
New Jersey 10/11/2024

IA
California 3/29/2024

B
New York 9/19/2024

B
California 9/18/2024

B
Pennsylvania 9/18/2024

B
Florida 9/18/2024

B
Rhode Island 9/18/2024

IA
Georgia 4/2/2024

IA
Texas 3/28/2024

B
Illinois 2/5/2025

B
Texas 9/17/2024

B
Maryland 10/2/2024

B
Utah 9/18/2024

B
New Jersey 9/26/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
INNOVATION PARTNERS LLC (CRD#:146344)
333 E, City Ave Suite 300, Bala Cynwyd, PA 19004
Registered with this firm since 9/17/2024

IA
CARDEA CAPITAL ADVISORS, LLC (CRD#:307600)
2520 NORTHWINDS PARKWAY SUITE 315, ALPHARETTA, GA 30009
3350 Riverwood Parkway Suite 2215, Atlanta, GA 30339-3350
Registered with this firm since 3/28/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/23/2023 - 04/03/2024 CAPE INVESTMENT ADVISORY, INC. (CRD#:146384) BALA CYNWYD, PA
B
12/07/2023 - 04/03/2024 CAPE SECURITIES INC. (CRD#:7072) MCDONOUGH, GA
IA
08/24/2020 - 12/31/2023 BRIDGEWAY WEALTH PARTNERS, LLC (CRD#:299810) NEW YORK, NY
B
08/20/2020 - 05/14/2021 SAXONY SECURITIES, INC. (CRD#:115547) Bala Cynwyd, PA
IA
11/02/2015 - 08/25/2020 EQUITABLE ADVISORS, LLC (CRD#:6627) BALA CYNWYD, PA
B
11/02/2015 - 08/25/2020 EQUITABLE ADVISORS, LLC (CRD#:6627) BALA CYNWYD, PA
IA
09/19/2012 - 11/17/2015 LPL FINANCIAL LLC (CRD#:6413) BALA CYNWYD, PA
B
09/18/2012 - 11/17/2015 LPL FINANCIAL LLC (CRD#:6413) BALA CYNWYD, PA
IA
06/16/2011 - 09/18/2012 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) BALA CYNWYD, PA
B
01/04/2011 - 09/18/2012 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) BALA CYNWYD, PA
B
12/05/2001 - 12/31/2010 IWP INVESTMENTS, LLC (CRD#:113468) BALA CYNWYD, PA
B
09/07/2001 - 12/10/2001 CENTAURUS FINANCIAL, INC. (CRD#:30833) ANAHEIM, CA
B
01/24/2001 - 08/14/2001 CENTAURUS FINANCIAL, INC. (CRD#:30833) ANAHEIM, CA
B
11/09/1992 - 01/16/2001 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
11/09/1992 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.