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HENSEY ALFONSO FENTON JR
FONSEY FENTON JR
CRD#: 2289721
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 CHARLOTTE, NC
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 CHARLOTTE, NC
Registration History
1995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2003 - Present (21 years)BCETERA FINANCIAL SPECIALISTS LLC (CRD# 10358)2004 - Present (21 years)BCAPITAL BROKERAGE CORPORATION (CRD# 10465)1998 - 2004 (5 years)BVINING-SPARKS IBG, LIMITED PAR... (CRD# 27502)1996 - 1997 (1 year)BINTERSTATE/JOHNSON LANE CORPOR... (CRD# 431)1994 - 1996 (1 year)BFSI FINANCIAL CORPORATION (CRD# 26261)1994 - 1994 (<1 year)BTHOMAS JAMES ASSOCIATES, INC. (CRD# 15609)1992 - 1993 (<1 year)
Disclosure(s)
View By:
6/5/1991
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 5/19/2020

B
Massachusetts 1/1/2004

B
District of Columbia 7/25/2022

B
New Jersey 3/7/2024

B
Florida 10/19/2005

IA
North Carolina 4/15/2003

B
Georgia 5/5/2004

B
North Carolina 1/1/2004

B
Indiana 5/20/2020

B
South Carolina 1/1/2004

B
Louisiana 2/7/2022

B
Tennessee 9/27/2013

B
Maine 6/9/2023

B
Virginia 1/1/2004

B
Maryland 6/4/2009

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
CHARLOTTE, NC
Registered with this firm since 4/15/2003

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
CHARLOTTE, NC
Registered with this firm since 1/1/2004

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/19/1998 - 01/01/2004 CAPITAL BROKERAGE CORPORATION (CRD#:10465) GLEN ALLEN, VA
B
02/22/1996 - 02/24/1997 VINING-SPARKS IBG, LIMITED PARTNERSHIP (CRD#:27502) MEMPHIS, TN
B
11/28/1994 - 01/31/1996 INTERSTATE/JOHNSON LANE CORPORATION (CRD#:431) CHARLOTTE, NC
B
01/11/1994 - 09/27/1994 FSI FINANCIAL CORPORATION (CRD#:26261)
B
11/11/1992 - 05/07/1993 THOMAS JAMES ASSOCIATES, INC. (CRD#:15609)
FINRA expelled the firm on 03/01/1999
ROCHESTER, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.