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HOLLY ANNE STOWELL
HOLLY ANNE PERINE, HOLLY STOWELL PERINE, HOLLY A STOWELL, HOLLY Anne STOWELL
CRD#: 2289301
IA
B
MORGAN STANLEYCRD#: 149777 1400 Page Mill Road
Palo Alto, CA 94304
Palo Alto, CA 94304
0
Disclosures
31
Years of Experience
View By:
State Registrations
B
Arizona 4/13/2016
B
New Hampshire 6/1/2009
B
California 6/1/2009
B
New Mexico 6/1/2009
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California 6/1/2009
B
New York 6/1/2009
B
Colorado 5/9/2017
B
North Carolina 5/18/2018
B
Connecticut 6/1/2009
B
Oklahoma 5/9/2017
B
Florida 6/1/2009
B
Oregon 6/1/2009
B
Georgia 5/20/2016
B
Pennsylvania 2/16/2017
B
Hawaii 3/19/2019
B
Rhode Island 6/30/2022
B
Idaho 2/16/2017
B
Tennessee 5/17/2018
B
Illinois 3/1/2016
B
Texas 6/1/2009
B
Massachusetts 6/1/2009
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Texas 3/11/2020
B
Michigan 1/31/2011
B
Utah 6/14/2016
B
Minnesota 5/24/2016
B
Virginia 6/1/2009
B
Missouri 1/4/2019
B
Washington 6/1/2009
B
Montana 6/12/2019
B
Wisconsin 11/14/2018
B
Nevada 1/24/2024
B
Wyoming 3/8/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/17/2003 - 06/01/2009 | MENLO PARK, CA | |
B | 12/17/2003 - 06/01/2009 | MENLO PARK, CA | |
IA | 07/08/1997 - 01/12/2004 | PALO ALTO, CA | |
B | 06/09/1994 - 01/12/2004 | WEEHAWKEN, NJ | |
B | 03/18/1994 - 06/10/1994 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.