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FRANK L RAMEY
F LYNDON RAMEY JR, FRANK LYNDON RAMEY JR, LYN RAMEY
CRD#: 2289063
IA
B
WELLS FARGO ADVISORSCRD#: 19616 4140 FERNCREEK DR STE 105
BUCKHEAD PLAZA
FAYETTEVILLE, NC 28314
BUCKHEAD PLAZA
FAYETTEVILLE, NC 28314
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2/26/2025
Judgment / Lien
2/16/2024
Judgment / Lien
10/4/2023
Judgment / Lien
6/16/2021
Judgment / Lien
6/16/2021
Judgment / Lien
10/30/2020
Judgment / Lien
State Registrations
B
Alabama 2/4/2020
B
North Carolina 1/1/2008
B
Arizona 9/21/2022
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North Carolina 1/1/2008
B
California 1/1/2008
B
Oregon 7/7/2020
B
Colorado 9/22/2020
B
South Carolina 3/15/2018
B
District of Columbia 1/17/2019
B
Tennessee 2/16/2022
B
Florida 1/1/2008
B
Texas 1/1/2008
B
Georgia 1/1/2008
B
Virginia 1/3/2019
B
Hawaii 5/26/2017
B
Washington 11/18/2015
B
Illinois 12/22/2022
B
Wisconsin 2/4/2020
B
Maryland 3/18/2010
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 1/1/2008
B
Registered with this firm since 1/1/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/02/1998 - 01/03/2008 | FAYETTEVILLE, NC | |
IA | 09/14/2005 - 01/01/2008 | FAYETTEVILLE, NC | |
B | 11/16/1992 - 09/10/1998 | CHARLOTTE, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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